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Uber Technologies, Inc — Director's Dealing 2021
Mar 19, 2021
29789_dirs_2021-03-18_57a805ad-a5ad-4f61-8e3a-334217104799.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: Uber Technologies, Inc (UBER)
CIK: 0001543151
Period of Report: 2021-03-16
Reporting Person: Krishnamurthy Nikki (N/A)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2021-03-16 | Common Stock | M | 21668.00 | — | Acquired | 122431.00 | Direct |
| 2021-03-16 | Common Stock | F | 219.00 | $58.85 | Disposed | 122212.00 | Direct |
| 2021-03-16 | Common Stock | F | 8400.00 | $58.85 | Disposed | 113812.00 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2021-03-16 | Restricted Stock Units | $ | M | 21668.00 | Disposed | Common Stock (21668.00) | Direct |
Footnotes
F1: Restricted stock units convert into common stock on a one-for-one basis.
F2: Shares withheld to satisfy tax liability upon vesting of restricted stock units on March 16, 2021.
F3: The reporting person was granted 86,670 restricted stock units (RSUs) on March 2, 2020. The vesting schedule is as follows: 12/48 of the total RSUs on March 16, 2021 and 1/48 of the total RSUs each month thereafter. Upon vesting, the RSUs become payable in cash or common stock on a one-for-one basis at the election of the issuer.
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