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Uber Technologies, Inc — Director's Dealing 2021
May 19, 2021
29789_dirs_2021-05-18_b1d608e2-dcc2-4954-bc80-78e51e2073c0.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: Uber Technologies, Inc (UBER)
CIK: 0001543151
Period of Report: 2021-05-16
Reporting Person: Hazelbaker Jill (N/A)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2021-05-16 | Common Stock | M | 2862.00 | — | Acquired | 151936.00 | Direct |
| 2021-05-16 | Common Stock | M | 4670.00 | — | Acquired | 156606.00 | Direct |
| 2021-05-16 | Common Stock | M | 2437.00 | — | Acquired | 159043.00 | Direct |
| 2021-05-16 | Common Stock | F | 1419.00 | $47.42 | Disposed | 157624.00 | Direct |
| 2021-05-16 | Common Stock | F | 729.00 | $47.42 | Disposed | 156895.00 | Direct |
| 2021-05-16 | Common Stock | F | 2316.00 | $47.42 | Disposed | 154579.00 | Direct |
| 2021-05-16 | Common Stock | F | 1209.00 | $47.42 | Disposed | 153370.00 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2021-05-16 | Restricted Stock Units | $ | M | 2862.00 | Disposed | Common Stock (2862.00) | Direct | |
| 2021-05-16 | Restricted Stock Units | $ | M | 2437.00 | Disposed | Common Stock (2437.00) | Direct | |
| 2021-05-16 | Restricted Stock Units | $ | M | 4670.00 | Disposed | Common Stock (4670.00) | Direct |
Footnotes
F1: Restricted stock units convert into common stock on a one-for-one basis.
F2: Shares withheld to satisfy tax liability upon vesting of restricted stock units on May, 16, 2021.
F3: The reporting person was granted 114,495 restricted stock units (RSUs) on August 1, 2019. The vesting schedule is as follows: 1/10th on July 16, 2020 and then 1/40 of the total RSUs each month thereafter. Upon vesting, the RSUs become payable in cash or common stock on a one-for-one basis at the election of the issuer.
F4: The reporting person was granted 117,004 restricted stock units (RSUs) on March 2, 2020. The vesting schedule is as follows: 12/48 of the total RSUs on March 16, 2021 and 1/48 of the total RSUs each month thereafter. Upon vesting, the RSUs become payable in cash or common stock on a one-for-one basis at the election of the issuer.
F5: The reporting person was granted 224,148 restricted stock units (RSUs) on July 29, 2020. The vesting schedule is as follows: 4/48 of the total RSUs on November 16, 2020 and 1/48 of the total RSUs each month thereafter. Upon vesting, the RSUs become payable in cash or common stock on a one-for-one basis at the election of the issuer.