AI assistant
Uber Technologies, Inc — Director's Dealing 2021
Aug 18, 2021
29789_dirs_2021-08-18_5e1036be-b46e-45a2-a1e2-e612d1eb3010.zip
Director's Dealing
Open in viewerOpens in your device viewer
SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: Uber Technologies, Inc (UBER)
CIK: 0001543151
Period of Report: 2021-08-16
Reporting Person: Hazelbaker Jill (N/A)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2021-08-16 | Common Stock | G | 12.00 | $0.00 | Disposed | 159647.00 | Direct |
| 2021-08-16 | Common Stock | G | 2081.00 | $0.00 | Disposed | 157566.00 | Direct |
| 2021-08-16 | Common Stock | G | 2081.00 | $0.00 | Acquired | 2081.00 | Indirect |
| 2021-08-16 | Common Stock | M | 2438.00 | — | Acquired | 160004.00 | Direct |
| 2021-08-16 | Common Stock | M | 4670.00 | — | Acquired | 164674.00 | Direct |
| 2021-08-16 | Common Stock | M | 2862.00 | — | Acquired | 167536.00 | Direct |
| 2021-08-16 | Common Stock | F | 2316.00 | $41.50 | Disposed | 165220.00 | Direct |
| 2021-08-16 | Common Stock | F | 1419.00 | $41.50 | Disposed | 163801.00 | Direct |
| 2021-08-16 | Common Stock | F | 1209.00 | $41.50 | Disposed | 162592.00 | Direct |
| 2021-08-16 | Common Stock | F | 729.00 | $41.50 | Disposed | 161863.00 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2021-08-16 | Restricted Stock Units | $ | M | 2862.00 | Disposed | Common Stock (2862.00) | Direct | |
| 2021-08-16 | Restricted Stock Units | $ | M | 2438.00 | Disposed | Common Stock (2438.00) | Direct | |
| 2021-08-16 | Restricted Stock Units | $ | M | 4670.00 | Disposed | Common Stock (4670.00) | Direct |
Footnotes
F1: Represents a gift of shares previously held directly by Ms. Hazelbaker. Following the transaction, the reporting person has neither investment control over nor a pecuniary interest in the transferred shares.
F2: Shares are held by the Franks 2021 Irrevocable Trust of which the beneficiaries are members of Ms. Hazelbaker's immediate family.
F3: Restricted stock units convert into common stock on a one-for-one basis.
F4: Shares withheld to satisfy tax liability upon vesting of restricted stock units on August 16, 2021.
F5: The reporting person was granted 114,495 restricted stock units (RSUs) on August 1, 2019. The vesting schedule is as follows: 1/10th on July 16, 2020 and then 1/40 of the total RSUs each month thereafter. Upon vesting, the RSUs become payable in cash or common stock on a one-for-one basis at the election of the issuer.
F6: The reporting person was granted 117,004 restricted stock units (RSUs) on March 2, 2020. The vesting schedule is as follows: 12/48 of the total RSUs on March 16, 2021 and 1/48 of the total RSUs each month thereafter. Upon vesting, the RSUs become payable in cash or common stock on a one-for-one basis at the election of the issuer.
F7: The reporting person was granted 224,148 restricted stock units (RSUs) on July 29, 2020. The vesting schedule is as follows: 4/48 of the total RSUs on November 16, 2020 and 1/48 of the total RSUs each month thereafter. Upon vesting, the RSUs become payable in cash or common stock on a one-for-one basis at the election of the issuer.