Uber Technologies, Inc — Director's Dealing 2021

Sep 21, 2021

SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: Uber Technologies, Inc (UBER)
CIK: 0001543151
Period of Report: 2021-09-16

Reporting Person: Ceremony Glen (N/A)

Non-Derivative Transactions

Date	Security	Code	Shares	Price	A/D	Holdings After	Ownership
2021-09-16	Common Stock	M	721.00	—	Acquired	116444.00	Direct
2021-09-16	Common Stock	M	580.00	—	Acquired	117024.00	Direct
2021-09-16	Common Stock	M	650.00	—	Acquired	117674.00	Direct
2021-09-16	Common Stock	M	3250.00	—	Acquired	120924.00	Direct
2021-09-16	Common Stock	F	358.00	$39.52	Disposed	120566.00	Direct
2021-09-16	Common Stock	F	35.00	$39.52	Disposed	120531.00	Direct
2021-09-16	Common Stock	F	1273.00	$39.52	Disposed	119258.00	Direct
2021-09-16	Common Stock	F	323.00	$39.52	Disposed	118935.00	Direct
2021-09-16	Common Stock	F	1612.00	$39.52	Disposed	117323.00	Direct
2021-09-16	Common Stock	F	288.00	$39.52	Disposed	117035.00	Direct

Derivative Transactions

Date	Security	Exercise Price	Code	Shares	A/D	Expiration	Underlying	Ownership
2021-09-16	Restricted Stock Units	$	M	3250.00	Disposed		Common Stock (3250.00)	Direct
2021-09-16	Restricted Stock Units	$	M	721.00	Disposed		Common Stock (721.00)	Direct
2021-09-16	Restricted Stock Units	$	M	580.00	Disposed		Common Stock (580.00)	Direct
2021-09-16	Restricted Stock Units	$	M	650.00	Disposed		Common Stock (650.00)	Direct

Footnotes

F1: Restricted stock units convert into common stock on a one-for-one basis.

F2: Shares withheld to satisfy tax liability upon vesting of restricted stock units on September 16, 2021.

F3: The reporting person was granted 13,000 restricted stock units (RSUs) on March 2, 2020. The vesting schedule is as follows: 25% of the total RSUs on September 16, 2020 and every six months thereafter. Upon vesting, the RSUs become payable in cash or common stock on a one-for-one basis at the election of the issuer.

F4: The reporting person was granted 34,650 restricted stock units (RSUs) on May 10, 2021. The vesting schedule is as follows: 3/48 of the total RSUs vest on July 16, 2021 and 1/48 of the total RSUs vest each month thereafter. Upon vesting, the RSUs become payable in cash or common stock on a one-for-one basis at the election of the issuer.

F5: The reporting person was granted 27,806 restricted stock units (RSUs) on March 1, 2021. The vesting schedule is as follows: 1/48 of the total RSUs vest on April 16, 2021 and 1/48 of the total RSUs vest each month thereafter. Upon vesting, the RSUs become payable in cash or common stock on a one-for-one basis at the election of the issuer.

F6: The reporting person was granted 31,201 restricted stock units (RSUs) on March 2, 2020. The vesting schedule is as follows: 12/48 of the total RSUs on March 16, 2021 and 1/48 of the total RSUs each month thereafter. Upon vesting, the RSUs become payable in cash or common stock on a one-for-one basis at the election of the issuer.