Uber Technologies, Inc — Director's Dealing 2021

Sep 21, 2021

SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: Uber Technologies, Inc (UBER)
CIK: 0001543151
Period of Report: 2021-09-16

Reporting Person: West Tony (N/A)

Non-Derivative Transactions

Date	Security	Code	Shares	Price	A/D	Holdings After	Ownership
2021-09-16	Common Stock	M	1805.00	—	Acquired	182685.00	Direct
2021-09-16	Common Stock	M	4669.00	—	Acquired	187354.00	Direct
2021-09-16	Common Stock	F	608.00	$39.52	Disposed	186746.00	Direct
2021-09-16	Common Stock	F	2315.00	$39.52	Disposed	184431.00	Direct
2021-09-16	Common Stock	F	895.00	$39.52	Disposed	183536.00	Direct

Derivative Transactions

Date	Security	Exercise Price	Code	Shares	A/D	Expiration	Underlying	Ownership
2021-09-16	Restricted Stock Units	$	M	4669.00	Disposed		Common Stock (4669.00)	Direct
2021-09-16	Restricted Stock Units	$	M	1805.00	Disposed		Common Stock (1805.00)	Direct

Footnotes

F1: Restricted stock units convert into common stock on a one-for-one basis.

F2: Shares withheld to satisfy tax liability upon vesting of restricted stock units on September 16, 2021.

F3: The reporting person was granted 224,148 restricted stock units (RSUs) on July 29, 2020. The vesting schedule is as follows: 1/5 of the total RSUs on August 16, 2021, 1/48 of the total RSUs each month thereafter for 24 months, and 1/40 of the total RSUs each month thereafter for 12 months. Upon vesting, the RSUs become payable in cash or common stock on a one-for-one basis at the election of the issuer.

F4: The reporting person was granted 86,670 restricted stock units (RSUs) on March 2, 2020. The vesting schedule is as follows: 12/48 of the total RSUs on March 16, 2021 and 1/48 of the total RSUs each month thereafter. Upon vesting, the RSUs become payable in cash or common stock on a one-for-one basis at the election of the issuer.