Uber Technologies, Inc — Director's Dealing 2021

Oct 20, 2021

SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: Uber Technologies, Inc (UBER)
CIK: 0001543151
Period of Report: 2021-10-16

Reporting Person: Hazelbaker Jill (N/A)

Non-Derivative Transactions

Date	Security	Code	Shares	Price	A/D	Holdings After	Ownership
2021-10-16	Common Stock	M	4670.00	—	Acquired	169293.00	Direct
2021-10-16	Common Stock	M	2862.00	—	Acquired	172155.00	Direct
2021-10-16	Common Stock	M	2438.00	—	Acquired	174593.00	Direct
2021-10-16	Common Stock	F	2316.00	$48.36	Disposed	172277.00	Direct
2021-10-16	Common Stock	F	1419.00	$48.36	Disposed	170858.00	Direct
2021-10-16	Common Stock	F	1209.00	$48.36	Disposed	169649.00	Direct
2021-10-16	Common Stock	F	729.00	$48.36	Disposed	168920.00	Direct

Derivative Transactions

Date	Security	Exercise Price	Code	Shares	A/D	Expiration	Underlying	Ownership
2021-10-16	Restricted Stock Units	$	M	2862.00	Disposed		Common Stock (2862.00)	Direct
2021-10-16	Restricted Stock Units	$	M	2438.00	Disposed		Common Stock (2438.00)	Direct
2021-10-16	Restricted Stock Units	$	M	4670.00	Disposed		Common Stock (4670.00)	Direct

Holdings (Non-Derivative)

Security	Shares	Ownership
Common Stock	2081.00	Indirect

Footnotes

F1: Restricted stock units convert into common stock on a one-for-one basis.

F2: Shares withheld to satisfy tax liability upon vesting of restricted stock units on October 16, 2021.

F3: Shares are held by the Franks 2021 Irrevocable Trust of which the beneficiaries are members of Ms. Hazelbaker's immediate family.

F4: The reporting person was granted 114,495 restricted stock units (RSUs) on August 1, 2019. The vesting schedule is as follows: 1/10th on July 16, 2020 and then 1/40 of the total RSUs each month thereafter. Upon vesting, the RSUs become payable in cash or common stock on a one-for-one basis at the election of the issuer.

F5: The reporting person was granted 117,004 restricted stock units (RSUs) on March 2, 2020. The vesting schedule is as follows: 12/48 of the total RSUs on March 16, 2021 and 1/48 of the total RSUs each month thereafter. Upon vesting, the RSUs become payable in cash or common stock on a one-for-one basis at the election of the issuer.

F6: The reporting person was granted 224,148 restricted stock units (RSUs) on July 29, 2020. The vesting schedule is as follows: 4/48 of the total RSUs on November 16, 2020 and 1/48 of the total RSUs each month thereafter. Upon vesting, the RSUs become payable in cash or common stock on a one-for-one basis at the election of the issuer.