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Uber Technologies, Inc — Director's Dealing 2021
Nov 19, 2021
29789_dirs_2021-11-18_6d6cbfaf-9a17-42be-8d6c-ecc0e726904a.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: Uber Technologies, Inc (UBER)
CIK: 0001543151
Period of Report: 2021-11-16
Reporting Person: Hazelbaker Jill (N/A)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2021-11-16 | Common Stock | M | 2438.00 | — | Acquired | 169861.00 | Direct |
| 2021-11-16 | Common Stock | M | 2863.00 | — | Acquired | 172724.00 | Direct |
| 2021-11-16 | Common Stock | M | 4670.00 | — | Acquired | 177394.00 | Direct |
| 2021-11-16 | Common Stock | F | 729.00 | $45.76 | Disposed | 167423.00 | Direct |
| 2021-11-16 | Common Stock | F | 1209.00 | $45.76 | Disposed | 176185.00 | Direct |
| 2021-11-16 | Common Stock | F | 1420.00 | $45.76 | Disposed | 174765.00 | Direct |
| 2021-11-16 | Common Stock | F | 2316.00 | $45.76 | Disposed | 172449.00 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2021-11-16 | Restricted Stock Units | $ | M | 2863.00 | Disposed | Common Stock (2863.00) | Direct | |
| 2021-11-16 | Restricted Stock Units | $ | M | 2438.00 | Disposed | Common Stock (2438.00) | Direct | |
| 2021-11-16 | Restricted Stock Units | $ | M | 4670.00 | Disposed | Common Stock (4670.00) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 2081.00 | Indirect |
Footnotes
F1: Restricted stock units convert into common stock on a one-for-one basis.
F2: Shares withheld to satisfy tax liability upon vesting of restricted stock units on November 16, 2021.
F3: Shares are held by the Franks 2021 Irrevocable Trust of which the beneficiaries are members of Ms. Hazelbaker's immediate family.
F4: The reporting person was granted 114,495 restrictd stock units (RSUs) on August 1, 2019. The vesting schedule is as follows: 1/10th on July 16, 2020 and then 1/40 of the total RSUs each month thereafter.
F5: The reporting person was granted 117,004 restricted stock units (RSUs) on March 2, 2020. The vesting schedule is as follows: 12/48 of the total RSUs on March 16, 2021 and 1/48 of the total RSUs each month thereafter. Upon vesting, the RSUs become payable in cash or common stock on a one-for-one basis at the election of the issuer.
F6: The reporting person was granted 224,148 restricted stock units (RSUs) on July 29, 2020. The vesting schedule is as follows: 4/48 of the total RSUs on November 16, 2020 and 1/48 of the total RSUs each month thereafter.