Uber Technologies, Inc — Director's Dealing 2020

Jan 3, 2020

SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: Uber Technologies, Inc (UBER)
CIK: 0001543151
Period of Report: 2020-01-01

Reporting Person: Pham Thuan (N/A)

Non-Derivative Transactions

Date	Security	Code	Shares	Price	A/D	Holdings After	Ownership
2020-01-01	Common Stock	F	1893.00	$29.74	Disposed	4641330.00	Direct
2020-01-03	Common Stock	S	10000.00	$30.5647	Disposed	4631330.00	Direct

Holdings (Non-Derivative)

Security	Shares	Ownership
Common Stock	470367.00	Indirect
Common Stock	470367.00	Indirect

Footnotes

F1: Shares withheld to satisfy tax liability upon vesting of restricted stock units on January 1, 2020.

F2: This transaction was made pursuant to Mr. Pham's existing Rule 10b5-1 plan.

F3: The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $30.48 to $30.62, inclusive. The reporting person undertakes to provide to Uber Technologies, Inc., any security holder of Uber Technologies, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within this range.

F4: Shares are held by the Nicole Anhdao Pham Annuity Trust for which Mr. Pham serves as trustee.

F5: Shares are held by the Thuan Quang Pham Annuity Trust for which Mr. Pham serves as trustee.