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Uber Technologies, Inc Director's Dealing 2020

Jan 16, 2020

29789_dirs_2020-01-16_000cdc4e-7575-4e38-8921-9250a778d740.zip

Director's Dealing

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SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: Uber Technologies, Inc (UBER)
CIK: 0001543151
Period of Report: 2020-01-14

Reporting Person: Pham Thuan (N/A)

Non-Derivative Transactions

Date Security Code Shares Price A/D Holdings After Ownership
2020-01-14 Common Stock S 30000.00 $35.0007 Disposed 4601330.00 Direct

Holdings (Non-Derivative)

Security Shares Ownership
Common Stock 470367.00 Indirect
Common Stock 470367.00 Indirect

Footnotes

F1: This transaction was made pursuant to Mr. Pham's existing Rule 10b5-1 plan.

F2: The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $35.0000 to $35.0150, inclusive. The reporting person undertakes to provide to Uber Technologies, Inc., any security holder of Uber Technologies, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within this range.

F3: Shares are held by the Nicole Anhdao Pham Annuity Trust for which Mr. Pham serves as trustee.

F4: Shares are held by the Thuan Quang Pham Annuity Trust for which Mr. Pham serves as trustee.