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Uber Technologies, Inc Director's Dealing 2020

Feb 21, 2020

29789_dirs_2020-02-20_4f1749a3-487e-42ee-bd2d-4f8c6b39bc48.zip

Director's Dealing

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SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: Uber Technologies, Inc (UBER)
CIK: 0001543151
Period of Report: 2020-02-18

Reporting Person: Camp Garrett (N/A)

Non-Derivative Transactions

Date Security Code Shares Price A/D Holdings After Ownership
2020-02-14 Common Stock G 25221.00 $0.00 Disposed 49103387.00 Indirect
2020-02-18 Common Stock S 170000.00 $39.8554 Disposed 48933387.00 Indirect
2020-02-19 Common Stock S 163588.00 $40.8094 Disposed 48769799.00 Indirect
2020-02-19 Common Stock S 6412.00 $41.1551 Disposed 48763387.00 Indirect
2020-02-20 Common Stock S 141589.00 $40.5711 Disposed 48621798.00 Indirect
2020-02-20 Common Stock S 28411.00 $40.974 Disposed 48593387.00 Indirect

Holdings (Non-Derivative)

Security Shares Ownership
Common Stock 955666.00 Indirect
Common Stock 7523999.00 Indirect
Common Stock 12476001.00 Indirect

Footnotes

F1: Represents a gift of shares held by Expa-1, LLC. Following the transaction, the reporting person has neither investment control over nor a pecuniary interest in the transferred shares.

F10: Mr. Camp serves as the sole trustee of RMG 2018 Trust and has sole voting and dispositive power over the shares held by RMG 2018 Trust.

F11: Mr. Camp serves as the sole trustee of RMG 2019 Trust and has sole voting and dispositive power over the shares held by RMG 2019 Trust.

F2: Mr. Camp serves as the sole manager of Expa-1, LLC and has sole voting and dispositive power over the shares held by Expa-1, LLC.

F3: This transaction was made pursuant to Mr. Camp's existing Rule 10b5-1 plan.

F4: The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $39.46 to $40.26, inclusive. The reporting person undertakes to provide to Uber Technologies, Inc., any security holder of Uber Technologies, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnotes (4), (5), (6), (7), and (8) to this Form 4.

F5: The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $40.12 to $41.11, inclusive.

F6: The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $41.12 to $41.23, inclusive.

F7: The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $39.86 to $40.85, inclusive.

F8: The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $40.86 to $41.18, inclusive.

F9: Mr. Camp serves as the sole officer of Expa Holdings, Inc. and has sole voting and dispositive power over the shares held by Expa Holdings, Inc.