AI assistant
Uber Technologies, Inc — Director's Dealing 2020
Mar 4, 2020
29789_dirs_2020-03-03_bbd64e58-6847-4a17-87fb-06f92c3c873f.zip
Director's Dealing
Open in viewerOpens in your device viewer
SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: Uber Technologies, Inc (UBER)
CIK: 0001543151
Period of Report: 2020-03-01
Reporting Person: Pham Thuan (N/A)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2020-03-01 | Common Stock | F | 1606.00 | $33.87 | Disposed | 4538123.00 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2020-03-02 | Restricted Stock Units | $0.00 | A | 156006.00 | Acquired | Common Stock (156006.00) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 470367.00 | Indirect |
| Common Stock | 470367.00 | Indirect |
Footnotes
F1: Shares withheld to satisfy tax liability upon vesting of restricted stock units on March 1, 2020.
F2: Shares are held by the Nicole Anhdao Pham Annuity Trust for which Mr. Pham serves as trustee.
F3: Shares are held by the Thuan Quang Pham Annuity Trust for which Mr. Pham serves as trustee.
F4: Consists of 156,006 restricted stock units (RSUs) made pursuant to Uber's 2019 Equity Incentive Plan. The vesting schedule is as follows: 12/48 of the total RSUs on March 16, 2021 and 1/48 of the total RSUs each month thereafter. Upon vesting, the RSUs become payable in cash or common stock on a one-for-one basis at the election of the issuer.