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Uber Technologies, Inc Director's Dealing 2020

Mar 13, 2020

29789_dirs_2020-03-12_1f8f5d01-2c22-493a-a47e-3768da3f9a87.zip

Director's Dealing

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SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: Uber Technologies, Inc (UBER)
CIK: 0001543151
Period of Report: 2020-03-10

Reporting Person: Camp Garrett (N/A)

Non-Derivative Transactions

Date Security Code Shares Price A/D Holdings After Ownership
2020-03-10 Common Stock S 64213.00 $27.5454 Disposed 48529174.00 Indirect
2020-03-10 Common Stock S 97622.00 $28.6814 Disposed 48431552.00 Indirect
2020-03-10 Common Stock S 8165.00 $29.3529 Disposed 48423387.00 Indirect
2020-03-10 Common Stock G 10089.00 $0.00 Disposed 48413298.00 Indirect
2020-03-11 Common Stock S 82853.00 $26.147 Disposed 48330445.00 Indirect
2020-03-11 Common Stock S 66123.00 $27.2598 Disposed 48264322.00 Indirect
2020-03-11 Common Stock S 21024.00 $27.7501 Disposed 48243298.00 Indirect
2020-03-12 Common Stock S 85645.00 $22.7409 Disposed 48157653.00 Indirect
2020-03-12 Common Stock S 63006.00 $23.5489 Disposed 48094647.00 Indirect
2020-03-12 Common Stock S 21349.00 $24.3583 Disposed 48073298.00 Indirect

Holdings (Non-Derivative)

Security Shares Ownership
Common Stock 955666.00 Indirect
Common Stock 7523999.00 Indirect
Common Stock 12476001.00 Indirect

Footnotes

F1: This transaction was made pursuant to Mr. Camp's existing Rule 10b5-1 plan.

F10: The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $22.12 to $23.11, inclusive.

F11: The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $23.12 to $24.11, inclusive.

F12: The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $24.12 to $24.65, inclusive.

F13: Mr. Camp serves as the sole officer of Expa Holdings, Inc. and has sole voting and dispositive power over the shares held by Expa Holdings, Inc.

F14: Mr. Camp serves as the sole trustee of RMG 2018 Trust and has sole voting and dispositive power over the shares held by RMG 2018 Trust.

F15: Mr. Camp serves as the sole trustee of RMG 2019 Trust and has sole voting and dispositive power over the shares held by RMG 2019 Trust.

F2: The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $27.01 to $28.00, inclusive. The reporting person undertakes to provide to Uber Technologies, Inc., any security holder of Uber Technologies, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnotes (2), (4), (5), (7), (8), (9), (10), (11), and (12) to this Form 4.

F3: Mr. Camp serves as the sole manager of Expa-1, LLC and has sole voting and dispositive power over the shares held by Expa-1, LLC.

F4: The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $28.01 to $29.00, inclusive.

F5: The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $29.01 to $29.79, inclusive.

F6: Represents a gift of shares held by Expa-1, LLC. Following the transaction, the reporting person has neither investment control over nor a pecuniary interest in the transferred shares.

F7: The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $25.62 to $26.61, inclusive.

F8: The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $26.62 to $27.61, inclusive.

F9: The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $27.62 to $28.12, inclusive.