AI assistant
Uber Technologies, Inc — Director's Dealing 2020
Apr 4, 2020
29789_dirs_2020-04-03_eb3a7cba-e27c-4a07-b61f-8c090bebeec2.zip
Director's Dealing
Open in viewerOpens in your device viewer
SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: Uber Technologies, Inc (UBER)
CIK: 0001543151
Period of Report: 2020-04-01
Reporting Person: Pham Thuan (N/A)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2020-03-26 | Common Stock | G | 355030.00 | $0.00 | Disposed | 115337.00 | Indirect |
| 2020-03-26 | Common Stock | G | 355030.00 | $0.00 | Disposed | 115337.00 | Indirect |
| 2020-03-26 | Common Stock | G | 710060.00 | $0.00 | Acquired | 710060.00 | Indirect |
| 2020-04-01 | Common Stock | F | 2302.00 | $25.42 | Disposed | 4511042.00 | Direct |
Footnotes
F1: On March 26, 2020, the reporting person transferred 355,030 shares of Uber common stock from each annuity trust to a family trust of which the reporting person is a trustee.
F2: Shares are held by the Nicole Anhdao Pham Annuity Trust for which Mr. Pham serves as trustee.
F3: Shares are held by the Thuan Quang Pham Annuity Trust for which Mr. Pham serves as trustee.
F4: Shares are held by the Thuan Q. Pham and Nicole A. Pham Revocable Trust for which Mr. Pham serves as trustee. The reporting person and members of his immediate family are the sole beneficiaries of the trust.
F5: Shares withheld to satisfy tax liability upon vesting of restricted stock units on April 1, 2020.