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Uber Technologies, Inc — Director's Dealing 2020
Aug 1, 2020
29789_dirs_2020-07-31_54ddeb19-d8a4-45ef-b129-d4ea36d56571.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: Uber Technologies, Inc (UBER)
CIK: 0001543151
Period of Report: 2020-07-16
Reporting Person: Hazelbaker Jill (N/A)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2020-07-16 | Common Stock | M | 11450.00 | — | Acquired | 137778.00 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2020-07-16 | Restricted Stock Units | $ | M | 11450.00 | Disposed | Common Stock (11450.00) | Direct | |
| 2020-07-29 | Restricted Stock Units | $0.00 | A | 224148.00 | Acquired | Common Stock (224148.00) | Direct |
Footnotes
F1: Restricted stock units convert into common stock on a one-for-one basis.
F2: The total common stock holdings were inadvertently reported as 127,096 on the reporting person's previously filed Form 4 on July 20, 2020.
F3: The reporting person was granted 114,495 restrictd stock units (RSUs) on August 1, 2019. The vesting schedule is as follows: 1/10th on July 16, 2020 and then 1/40 of the total RSUs each month thereafter.
F4: Consists of 224,148 RSUs granted pursuant to Uber's 2019 Equity Incentive Plan. The vesting schedule is as follows: 4/48 of the total RSUs on November 16, 2020 and 1/48 of the total RSUs each month thereafter. Upon vesting, the RSUs become payable in cash or common stock on a one-for-one basis at the election of the issuer.