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Uber Technologies, Inc Director's Dealing 2020

Aug 1, 2020

29789_dirs_2020-07-31_54ddeb19-d8a4-45ef-b129-d4ea36d56571.zip

Director's Dealing

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SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: Uber Technologies, Inc (UBER)
CIK: 0001543151
Period of Report: 2020-07-16

Reporting Person: Hazelbaker Jill (N/A)

Non-Derivative Transactions

Date Security Code Shares Price A/D Holdings After Ownership
2020-07-16 Common Stock M 11450.00 Acquired 137778.00 Direct

Derivative Transactions

Date Security Exercise Price Code Shares A/D Expiration Underlying Ownership
2020-07-16 Restricted Stock Units $ M 11450.00 Disposed Common Stock (11450.00) Direct
2020-07-29 Restricted Stock Units $0.00 A 224148.00 Acquired Common Stock (224148.00) Direct

Footnotes

F1: Restricted stock units convert into common stock on a one-for-one basis.

F2: The total common stock holdings were inadvertently reported as 127,096 on the reporting person's previously filed Form 4 on July 20, 2020.

F3: The reporting person was granted 114,495 restrictd stock units (RSUs) on August 1, 2019. The vesting schedule is as follows: 1/10th on July 16, 2020 and then 1/40 of the total RSUs each month thereafter.

F4: Consists of 224,148 RSUs granted pursuant to Uber's 2019 Equity Incentive Plan. The vesting schedule is as follows: 4/48 of the total RSUs on November 16, 2020 and 1/48 of the total RSUs each month thereafter. Upon vesting, the RSUs become payable in cash or common stock on a one-for-one basis at the election of the issuer.