Uber Technologies, Inc — Director's Dealing 2020

Dec 18, 2020

SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: Uber Technologies, Inc (UBER)
CIK: 0001543151
Period of Report: 2020-12-16

Reporting Person: Hazelbaker Jill (N/A)

Non-Derivative Transactions

Date	Security	Code	Shares	Price	A/D	Holdings After	Ownership
2020-12-16	Common Stock	M	2862.00	—	Acquired	145893.00	Direct
2020-12-16	Common Stock	M	4670.00	—	Acquired	150563.00	Direct
2020-12-16	Common Stock	F	729.00	$50.49	Disposed	149834.00	Direct
2020-12-16	Common Stock	F	1419.00	$50.49	Disposed	148415.00	Direct
2020-12-16	Common Stock	F	2316.00	$50.49	Disposed	146099.00	Direct

Derivative Transactions

Date	Security	Exercise Price	Code	Shares	A/D	Expiration	Underlying	Ownership
2020-12-16	Restricted Stock Units	$	M	2862.00	Disposed		Common Stock (2862.00)	Direct
2020-12-16	Restricted Stock Units	$	M	4670.00	Disposed		Common Stock (4670.00)	Direct

Footnotes

F1: Restricted stock units convert into common stock on a one-for-one basis.

F2: Shares withheld to satisfy tax liability upon vesting of restricted stock units on December 16, 2020.

F3: The reporting person was granted 114,495 restrictd stock units (RSUs) on August 1, 2019. The vesting schedule is as follows: 1/10th on July 16, 2020 and then 1/40 of the total RSUs each month thereafter.

F4: The reporting person was granted 224,148 restricted stock units (RSUs) on July 29, 2020. The vesting schedule is as follows: 4/48 of the total RSUs on November 16, 2020 and 1/48 of the total RSUs each month thereafter.