Uber Technologies, Inc — Director's Dealing 2019

May 9, 2019

SEC Form 3 — Initial Statement of Beneficial Ownership

Issuer: Uber Technologies, Inc (UBER)
CIK: 0001543151
Period of Report: 2019-05-09

Reporting Person: SB Cayman 2 Ltd. (10% Owner)
Reporting Person: SB INVESTMENT ADVISERS (UK) LTD (10% Owner)
Reporting Person: SoftBank Vision Fund (AIV S1) L.P. (10% Owner)

Holdings (Non-Derivative)

Security	Shares	Ownership
Common Stock	90924832	Direct

Holdings (Derivative)

Security	Exercise Price	Expiration	Underlying	Shares	Ownership
Series A Preferred Stock	$		Common Stock (12960050)		Direct
Series B Preferred Stock	$		Common Stock (34758029)		Direct
Series C-1 Preferred Stock	$		Common Stock (9191048)		Direct
Series C-2 Preferred Stock	$		Common Stock (7444846)		Direct
Series C-3 Preferred Stock	$		Common Stock (86446)		Direct
Series D Preferred Stock	$		Common Stock (8263120)		Direct
Series E Preferred Stock	$		Common Stock (3973883)		Direct
Series G-1 Preferred Stock	$		Common Stock (21448296)		Direct
Series Seed Preferred Stock	$		Common Stock (33177628)		Direct

Footnotes

F1: SB Cayman 2 Ltd. is wholly-owned by SoftBank Vision Fund (AIV S1) LP, a Delaware limited partnership ("Vision Fund"). SB Investment Advisers (UK) Limited, a wholly-owned subsidiary of SoftBank Group Corp., has been appointed as alternative investment fund manager ("AIFM") and is exclusively responsible for managing the Vision Fund in accordance with the Alternative Investment Fund Managers Directive and is authorized and regulated by the UK Financial Conduct Authority accordingly. As AIFM of the Vision Fund, SB Investment Advisers (UK) Limited is exclusively responsible for making all decisions related to the acquisition, structuring, financing, voting, and disposal of the Vision Fund's Investments. SB Cayman 2 Ltd. has granted a proxy to a third party with respect to all voting interests in the Company in excess of 9.9% of its outstanding stock. This proxy will automatically terminate following approval of the Committee on Foreign Investment in the United States.

F2: {continued from footnote 2} Each such entity disclaims beneficial ownership of such shares except to the extent of such entity's pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of the reported securities for purposes of Section 16 or for any other purposes.

F3: The shares of Preferred Stock will automatically convert into shares of the Company's Common Stock on a 1-for-1 basis, without payment or further consideration, immediately prior to the consummation of the Company's initial public offering and have no expiration date.