Uber Technologies, Inc — Director's Dealing 2019

Nov 19, 2019

SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: Uber Technologies, Inc (UBER)
CIK: 0001543151
Period of Report: 2019-11-16

Reporting Person: Gupta Manik (N/A)

Non-Derivative Transactions

Date	Security	Code	Shares	Price	A/D	Holdings After	Ownership
2019-11-16	Common Stock	S	166.00	$26.5952	Disposed	453443.00	Direct
2019-11-16	Common Stock	S	1621.00	$26.5952	Disposed	451822.00	Direct
2019-11-19	Common Stock	S	1657.00	$27.038	Disposed	450165.00	Direct

Footnotes

F1: Represents the number of shares required to be sold by the reporting person to cover tax withholding obligations in connection with the vesting of the RSUs. This sale is mandated by the Issuer's election under its equity incentive plans to require the satisfaction of tax withholding obligations to be funded by a "sell to cover" transaction and does not represent a discretionary trade by the reporting person.

F2: The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $26.3900 to $26.8900, inclusive. The reporting person undertakes to provide to Uber Technologies, Inc., any security holder of Uber Technologies, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnotes (2) and (4) to this Form 4.

F3: This transaction was made pursuant to Mr. Gupta's existing Rule 10b5-1 plan.

F4: The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $26.7800 to $27.1700, inclusive.