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Uber Technologies, Inc — Director's Dealing 2019
May 13, 2019
29789_dirs_2019-05-13_e4a4443a-a38a-4465-875a-8f4004d049d7.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: Uber Technologies, Inc (UBER)
CIK: 0001543151
Period of Report: 2019-05-09
Reporting Person: Graves Ryan (Director)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2019-05-09 | Common Stock | A | 59625 | $0.00 | Acquired | 26325245 | Direct |
| 2019-05-09 | Common Stock | F | 26400 | $45.00 | Disposed | 26298845 | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 4655648 | Indirect |
| Common Stock | 1485884 | Indirect |
| Common Stock | 550000 | Indirect |
| Common Stock | 1485884 | Indirect |
Footnotes
F1: Consists of restricted stock units ("RSUs") for which the performance condition was satisfied upon the effectiveness of the Company's initial public offering.
F2: Shares withheld to satisfy tax liability upon vesting of RSUs.
F3: Shares held by The Graves Irrevocable Remainder Trust u/a/d February 25, 2015 for which Mr. Graves and his wife are trustees.
F4: Shares held by The Ryan Graves 2018 Annuity Trust u/a/d/ 5/21/2018 for which Mr. Graves is trustee.
F5: Shares held by The Graves 2018 Irrevocable Descendants' Trust u/a/d 5/21/2018, of which Mr. Graves and his family are beneficiaries.
F6: Shares held by The Molly Graves 2018 Annuity Trust, for which Mr. Graves's wife is trustee. Mr. Graves disclaims beneficial ownership of these shares, except to the extent of his pecuniary interest therein.