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Uber Technologies, Inc Director's Dealing 2019

May 13, 2019

29789_dirs_2019-05-13_e4a4443a-a38a-4465-875a-8f4004d049d7.zip

Director's Dealing

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SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: Uber Technologies, Inc (UBER)
CIK: 0001543151
Period of Report: 2019-05-09

Reporting Person: Graves Ryan (Director)

Non-Derivative Transactions

Date Security Code Shares Price A/D Holdings After Ownership
2019-05-09 Common Stock A 59625 $0.00 Acquired 26325245 Direct
2019-05-09 Common Stock F 26400 $45.00 Disposed 26298845 Direct

Holdings (Non-Derivative)

Security Shares Ownership
Common Stock 4655648 Indirect
Common Stock 1485884 Indirect
Common Stock 550000 Indirect
Common Stock 1485884 Indirect

Footnotes

F1: Consists of restricted stock units ("RSUs") for which the performance condition was satisfied upon the effectiveness of the Company's initial public offering.

F2: Shares withheld to satisfy tax liability upon vesting of RSUs.

F3: Shares held by The Graves Irrevocable Remainder Trust u/a/d February 25, 2015 for which Mr. Graves and his wife are trustees.

F4: Shares held by The Ryan Graves 2018 Annuity Trust u/a/d/ 5/21/2018 for which Mr. Graves is trustee.

F5: Shares held by The Graves 2018 Irrevocable Descendants' Trust u/a/d 5/21/2018, of which Mr. Graves and his family are beneficiaries.

F6: Shares held by The Molly Graves 2018 Annuity Trust, for which Mr. Graves's wife is trustee. Mr. Graves disclaims beneficial ownership of these shares, except to the extent of his pecuniary interest therein.