Uber Technologies, Inc — Director's Dealing 2019

Nov 14, 2019

SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: Uber Technologies, Inc (UBER)
CIK: 0001543151
Period of Report: 2019-11-12

Reporting Person: Camp Garrett (N/A)

Non-Derivative Transactions

Date	Security	Code	Shares	Price	A/D	Holdings After	Ownership
2019-11-12	Common Stock	S	170000.00	$27.01	Disposed	73452774.00	Indirect
2019-11-13	Common Stock	S	170000.00	$26.50	Disposed	73282774.00	Indirect
2019-11-14	Common Stock	S	165700.00	$26.11	Disposed	73117074.00	Indirect
2019-11-14	Common Stock	S	4300.00	$26.72	Disposed	73112774.00	Indirect

Holdings (Non-Derivative)

Security	Shares	Ownership
Common Stock	459840.00	Indirect
Common Stock	7067312.00	Indirect
Common Stock	143700.00	Indirect
Common Stock	281500.00	Indirect

Footnotes

F1: This transaction was made pursuant to Mr. Camp's existing Rule 10b5-1 plan.

F10: Mr. Camp serves as the sole manager of RMG-Trust LLC and has sole voting and dispositive power over the shares held by RMG-Trust LLC.

F2: The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $26.68 to $27.66, inclusive. The reporting person undertakes to provide to Uber Technologies, Inc., any security holder of Uber Technologies, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnotes (2), (4), (5), and (6) to this Form 4.

F3: Mr. Camp serves as the sole manager of Expa-1, LLC and has sole voting and dispositive power over the shares held by Expa-1, LLC.

F4: The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $26.15 to $26.79, inclusive.

F5: The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $25.69 to $26.68, inclusive.

F6: The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $26.69 to $26.78, inclusive.

F7: These shares of Uber common stock, which were previously reported as owned by RMG-Trust LLC, were distributed to RMG Trust I on November 8, 2019. The reporting person retains indirect beneficial ownership of the shares.

F8: These shares of Uber common stock, which were previously reported as owned by RMG-Trust LLC (114,960 shares) and Expa-1, LLC (6,952,352 shares), were distributed to RMG Trust II on November 8, 2019. The reporting person retains indirect beneficial ownership of the shares.

F9: These shares of Uber common stock, which were previously reported as owned by RMG-Trust LLC, were distributed to RMG Trust III on November 8, 2019. The reporting person retains indirect beneficial ownership of the shares.