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Uber Technologies, Inc — Director's Dealing 2019
May 16, 2019
29789_dirs_2019-05-16_673c168a-1ffd-4bf8-9131-cf4b70ff11fd.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: Uber Technologies, Inc (UBER)
CIK: 0001543151
Period of Report: 2019-05-14
Reporting Person: Kalanick Travis Cordell (Director)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2019-05-14 | Common Stock | M | 179820 | $0.6125 | Acquired | 75563628 | Direct |
| 2019-05-14 | Common Stock | M | 90180 | $0.6125 | Acquired | 75653808 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2019-05-14 | Stock Option (Right to Buy) | $0.6125 | M | 179820 | Disposed | 2019-05-18 | Common Stock (179820) | Direct |
| 2019-05-14 | Stock Option (Right to Buy) | $0.6125 | M | 90180 | Disposed | 2019-05-18 | Common Stock (90180) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 22630301 | Indirect |
Footnotes
F1: Mr. Kalanick entered into a Lock-up Agreement in favor of the underwriters of the Company's initial public offering in May 2019 (the "Lock-up"). The terms of the Lock-up permit the exercise of options by Mr. Kalanick and the shares of Common Stock issued as a result of the exercise are subject to the terms of the Lock-up. No shares of Common Stock were sold by Mr. Kalanick in connection with the exercise.
F2: Shares are held by TCK Five-Year CRUT for which Mr. Kalanick is the sole beneficial owner.
F3: These stock options are currently exercisable.