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Uber Technologies, Inc Director's Dealing 2019

May 16, 2019

29789_dirs_2019-05-16_673c168a-1ffd-4bf8-9131-cf4b70ff11fd.zip

Director's Dealing

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SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: Uber Technologies, Inc (UBER)
CIK: 0001543151
Period of Report: 2019-05-14

Reporting Person: Kalanick Travis Cordell (Director)

Non-Derivative Transactions

Date Security Code Shares Price A/D Holdings After Ownership
2019-05-14 Common Stock M 179820 $0.6125 Acquired 75563628 Direct
2019-05-14 Common Stock M 90180 $0.6125 Acquired 75653808 Direct

Derivative Transactions

Date Security Exercise Price Code Shares A/D Expiration Underlying Ownership
2019-05-14 Stock Option (Right to Buy) $0.6125 M 179820 Disposed 2019-05-18 Common Stock (179820) Direct
2019-05-14 Stock Option (Right to Buy) $0.6125 M 90180 Disposed 2019-05-18 Common Stock (90180) Direct

Holdings (Non-Derivative)

Security Shares Ownership
Common Stock 22630301 Indirect

Footnotes

F1: Mr. Kalanick entered into a Lock-up Agreement in favor of the underwriters of the Company's initial public offering in May 2019 (the "Lock-up"). The terms of the Lock-up permit the exercise of options by Mr. Kalanick and the shares of Common Stock issued as a result of the exercise are subject to the terms of the Lock-up. No shares of Common Stock were sold by Mr. Kalanick in connection with the exercise.

F2: Shares are held by TCK Five-Year CRUT for which Mr. Kalanick is the sole beneficial owner.

F3: These stock options are currently exercisable.