Uber Technologies, Inc — Director's Dealing 2019

May 16, 2019

SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: Uber Technologies, Inc (UBER)
CIK: 0001543151
Period of Report: 2019-05-14

Reporting Person: SB Cayman 2 Ltd. (10% Owner)
Reporting Person: SB INVESTMENT ADVISERS (UK) LTD (10% Owner)
Reporting Person: SoftBank Vision Fund (AIV S1) L.P. (10% Owner)

Non-Derivative Transactions

Date	Security	Code	Shares	Price	A/D	Holdings After	Ownership
2019-05-14	Common Stock	C	12960050	—	Acquired	103884882	Direct
2019-05-14	Common Stock	C	34758029	—	Acquired	138642911	Direct
2019-05-14	Common Stock	C	9191048	—	Acquired	147833959	Direct
2019-05-14	Common Stock	C	7444846	—	Acquired	155278805	Direct
2019-05-14	Common Stock	C	86446	—	Acquired	155365251	Direct
2019-05-14	Common Stock	C	8263120	—	Acquired	163628371	Direct
2019-05-14	Common Stock	C	3973883	—	Acquired	167602254	Direct
2019-05-14	Common Stock	C	21448296	—	Acquired	189050550	Direct
2019-05-14	Common Stock	C	33177628	—	Acquired	222228178	Direct

Derivative Transactions

Date	Security	Exercise Price	Code	Shares	A/D	Expiration	Underlying	Ownership
2019-05-14	Series A Preferred Stock	$	C	12960050	Disposed		Common Stock (12960050)	Direct
2019-05-14	Series B Preferred Stock	$	C	34758029	Disposed		Common Stock (34758029)	Direct
2019-05-14	Series C-1 Preferred Stock	$	C	9191048	Disposed		Common Stock (9191048)	Direct
2019-05-14	Series C-2 Preferred Stock	$	C	7444846	Disposed		Common Stock (7444846)	Direct
2019-05-14	Series C-3 Preferred Stock	$	C	86446	Disposed		Common Stock (86446)	Direct
2019-05-14	Series D Preferred Stock	$	C	8263120	Disposed		Common Stock (8263120)	Direct
2019-05-14	Series E Preferred Stock	$	C	3973883	Disposed		Common Stock (3973883)	Direct
2019-05-14	Series G-1 Preferred Stock	$	C	21448296	Disposed		Common Stock (21448296)	Direct
2019-05-14	Series Seed Preferred Stock	$	C	33177628	Disposed		Common Stock (33177628)	Direct

Footnotes

F1: All Series of Preferred Stock automatically converted into shares of the Company's Common Stock on a 1-for-1 basis, without payment or further consideration, immediately prior to the consummation of the Company's initial public offering.

F2: SB Cayman 2 Ltd. is wholly-owned by SoftBank Vision Fund (AIV S1) LP, a Delaware limited partnership ("Vision Fund"). SB Investment Advisers (UK) Limited, a wholly-owned subsidiary of SoftBank Group Corp., has been appointed as alternative investment fund manager ("AIFM") and is exclusively responsible for managing the Vision Fund in accordance with the Alternative Investment Fund Managers Directive and is authorized and regulated by the UK Financial Conduct Authority accordingly. As AIFM of the Vision Fund, SB Investment Advisers (UK) Limited is exclusively responsible for making all decisions related to the acquisition, structuring, financing, voting, and disposal of the Vision Fund's Investments. SB Cayman 2 Ltd. has granted a proxy to a third party with respect to all voting interests in the Company in excess of 9.9% of its outstanding stock.

F3: (Continued from footnote 2) This proxy will automatically terminate following approval of the Committee on Foreign Investment in the United States. Each such entity disclaims beneficial ownership of such shares except to the extent of such entity's pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of the reported securities for purposes of Section 16 or for any other purposes.