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Uber Technologies, Inc — Director's Dealing 2019
May 16, 2019
29789_dirs_2019-05-16_b2b32971-fb92-4553-9f14-88dd8e3120d2.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: Uber Technologies, Inc (UBER)
CIK: 0001543151
Period of Report: 2019-05-14
Reporting Person: PUBLIC INVESTMENT FUND (Director, Former 10% Owner)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2019-05-14 | Common Stock | C | 72840541 | — | Acquired | 72840541 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2019-05-14 | Series G Redeemable Convertible Preferred Stock | $ | C | 72840541 | Disposed | Common Stock (72840541) | Direct |
Footnotes
F1: Shares of Series G Redeemable Convertible Preferred Stock ("Series G Preferred Stock") of Uber Technologies, Inc. (the "Issuer") automatically converted into shares of the Issuer's common stock on a one-for-one basis, without payment or further consideration, immediately prior to the consummation of the Issuer's initial public offering. The shares of Series G Preferred Stock were previously convertible, at the option of the holder, into shares of the Issuer's common stock on a one-for-one basis. The shares of Series G Preferred Stock did not have an expiration date.
F2: The Public Investment Fund is the sovereign wealth fund of the Kingdom of Saudi Arabia.