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Uber Technologies, Inc Director's Dealing 2019

May 16, 2019

29789_dirs_2019-05-16_b2b32971-fb92-4553-9f14-88dd8e3120d2.zip

Director's Dealing

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SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: Uber Technologies, Inc (UBER)
CIK: 0001543151
Period of Report: 2019-05-14

Reporting Person: PUBLIC INVESTMENT FUND (Director, Former 10% Owner)

Non-Derivative Transactions

Date Security Code Shares Price A/D Holdings After Ownership
2019-05-14 Common Stock C 72840541 Acquired 72840541 Direct

Derivative Transactions

Date Security Exercise Price Code Shares A/D Expiration Underlying Ownership
2019-05-14 Series G Redeemable Convertible Preferred Stock $ C 72840541 Disposed Common Stock (72840541) Direct

Footnotes

F1: Shares of Series G Redeemable Convertible Preferred Stock ("Series G Preferred Stock") of Uber Technologies, Inc. (the "Issuer") automatically converted into shares of the Issuer's common stock on a one-for-one basis, without payment or further consideration, immediately prior to the consummation of the Issuer's initial public offering. The shares of Series G Preferred Stock were previously convertible, at the option of the holder, into shares of the Issuer's common stock on a one-for-one basis. The shares of Series G Preferred Stock did not have an expiration date.

F2: The Public Investment Fund is the sovereign wealth fund of the Kingdom of Saudi Arabia.