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TYSON FOODS, INC. — Director's Dealing 2021
Dec 22, 2021
30292_dirs_2021-12-21_82f0f853-46b5-4bbd-8583-55da4e744eb1.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: TYSON FOODS, INC. (TSN)
CIK: 0000100493
Period of Report: 2021-12-17
Reporting Person: TYSON JOHN H (Director, Chairman of the Board)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2021-12-17 | Class A Common Stock | A | 140.363 | — | Acquired | 2626050.3252 | Direct |
| 2021-12-17 | Class A Common Stock | F | 60 | $85.88 | Disposed | 2625990.3252 | Direct |
| 2021-12-20 | Class A Common Stock | M | 100000 | $19.36 | Acquired | 2725990.3252 | Direct |
| 2021-12-20 | Class A Common Stock | S | 100000 | $84.8494 | Disposed | 2625990.3252 | Direct |
| 2021-12-21 | Class A Common Stock | M | 60600 | $19.36 | Acquired | 2686590.3252 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2021-12-20 | Non-Qualified Stock Options (Right to Buy) | $19.36 | M | 100000 | Disposed | 2022-11-26 | Class A Common Stock (100000.0) | Direct |
| 2021-12-21 | Non-Qualified Stock Options (Right to Buy) | $19.36 | M | 60600 | Disposed | 2022-11-26 | Class A Common Stock (60600.0) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Class A Common Stock | 127859.8867 | Indirect |
Footnotes
F1: Represents shares received under the Company's dividend reinvestment program in connection with an award under the Company's 2000 Stock Incentive Plan.
F2: Represents shares withheld pursuant to the terms of the award agreement to cover taxes due in respect of shares received under the Company's dividend reinvestment program in connection with an award under the Company's 2000 Stock Incentive Plan.
F3: This is a weighted average price. These shares were sold in multiple transactions on December 20, 2021 at prices ranging from $84.63 to $85.10, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within this range.
F4: Includes 641.0773 shares of the Issuer's Class A Common Stock received by the Reporting Person pursuant to the Issuer's dividend reinvestment plan since the last Statement of Changes in Beneficial Ownership was filed by the Reporting Person. Such acquisitions are exempt from Section 16 concurrent reporting requirements pursuant to Rule 16a-11.
F5: Includes 681.2062 shares of the Issuer's Class A Common Stock purchased for the Reporting Person's account under the Issuer's Employee Stock Purchase Plan since the last Statement of Changes in Beneficial Ownership was filed by the Reporting Person. Such acquisitions are exempt from Section 16 concurrent reporting requirements pursuant to Rule 16b-3.