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TYSON FOODS, INC. Director's Dealing 2016

Mar 28, 2016

30292_dirs_2016-03-28_9140935e-90ed-40c7-b56c-4d096cb1d133.zip

Director's Dealing

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SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: TYSON FOODS INC (TSN)
CIK: 0000100493
Period of Report: 2015-12-16

Reporting Person: VAN BEBBER DAVID L (EVP & General Counsel)

Non-Derivative Transactions

Date Security Code Shares Price A/D Holdings After Ownership
2015-12-16 Class A Common Stock G 3000 Disposed 171996.8242 Direct
2015-12-17 Class A Common Stock G 1000 Disposed 170996.8242 Direct
2016-01-06 Class A Common Stock G 750 Disposed 170246.8242 Direct
2016-03-15 Class A Common Stock J 124.38 Acquired 170371.2042 Direct
2016-03-24 Class A Common Stock J 416.6037 Acquired 2866.1044 Indirect
2016-03-24 Class A Common Stock M 10000 $4.90 Acquired 180371.2042 Direct
2016-03-24 Class A Common Stock S 10000 $67.207 Disposed 170371.2042 Direct
2016-03-24 Class A Common Stock M 10000 $12.02 Acquired 180371.2042 Direct
2016-03-24 Class A Common Stock S 10000 $67.174 Disposed 170371.2042 Direct
2016-03-24 Class A Common Stock M 10000 $16.19 Acquired 180371.2042 Direct
2016-03-24 Class A Common Stock S 10000 $67.141 Disposed 170371.2042 Direct
2016-03-24 Class A Common Stock M 10000 $19.63 Acquired 180371.2042 Direct
2016-03-24 Class A Common Stock S 10000 $66.961 Disposed 170371.2042 Direct
2016-03-24 Class A Common Stock M 15800 $19.36 Acquired 186171.2042 Direct
2016-03-24 Class A Common Stock S 15800 $66.847 Disposed 170371.2042 Direct
2016-03-24 Class A Common Stock M 19667 $31.82 Acquired 190038.2042 Direct
2016-03-24 Class A Common Stock S 19667 $66.743 Disposed 170371.2042 Direct

Derivative Transactions

Date Security Exercise Price Code Shares A/D Expiration Underlying Ownership
2016-03-24 Non-Qualified Stock Options (Right to Buy) $4.9 M 10000 Disposed 2018-11-14 Class A Common Stock (10000.0) Direct
2016-03-24 Non-Qualified Stock Options (Right to Buy) $12.02 M 10000 Disposed 2019-11-30 Class A Common Stock (10000.0) Direct
2016-03-24 Non-Qualified Stock Options (Right to Buy) $16.19 M 10000 Disposed 2020-11-29 Class A Common Stock (10000.0) Direct
2016-03-24 Non-Qualified Stock Options (Right to Buy) $19.63 M 10000 Disposed 2021-11-28 Class A Common Stock (10000.0) Direct
2016-03-24 Non-Qualified Stock Options (Right to Buy) $19.36 M 15800 Disposed 2022-11-26 Class A Common Stock (15800.0) Direct
2016-03-24 Non-Qualified Stock Options (Right to Buy) $31.82 M 19667 Disposed 2023-11-22 Class A Common Stock (19667.0) Direct

Holdings (Non-Derivative)

Security Shares Ownership
Class A Common Stock 1150 Indirect

Footnotes

F1: Includes 9,304.909 shares of Class A Common Stock which vest on the fourth business day following the filing of the Issuer's Annual Report on Form 10-K for its 2016 fiscal year if the performance metrics described in the applicable Stock Incentive Agreement are achieved; Includes 6,949.233 shares of Class A Common Stock which vest on the fourth business day following the filing of the Issuer's Annual Report on Form 10-K for its 2017 fiscal year if the performance metrics described in the applicable Stock Incentive Agreement are achieved; and, includes 8,456.088 shares of Class A Common Stock which vest on December 1, 2018 if the performance metrics described in the applicable Stock Incentive Agreement are achieved.

F2: Represents shares of the Issuer's Class A Common Stock received by the Reporting Person pursuant to the Issuer's dividend reinvestment plan since the last Statement of Changes in Beneficial Ownership was filed by the Reporting Person. Such acquisitions are exempt from Section 16 concurrent reporting requirements pursuant to Rule 16a-11.

F3: Includes 9,325.7619 shares of Class A Common Stock which vest on the fourth business day following the filing of the Issuer's Annual Report on Form 10-K for its 2016 fiscal year if the performance metrics described in the applicable Stock Incentive Agreement are achieved; Includes 6,964.8073 shares of Class A Common Stock which vest on the fourth business day following the filing of the Issuer's Annual Report on Form 10-K for its 2017 fiscal year if the performance metrics described in the applicable Stock Incentive Agreement are achieved; and, includes 8,475.039 shares of Class A Common Stock which vest on December 1, 2018 if the performance metrics described in the applicable Stock Incentive Agreement are achieved.

F4: Represents shares of the Issuer's Class A Common Stock purchased for the Reporting Person's account under the Issuer's Employee Stock Purchase Plan since the last Statement of Changes in Beneficial Ownership was filed by the Reporting Person. Such acquisitions are exempt from Section 16 concurrent reporting requirements pursuant to Rule 16b-3.

F5: This is a weighted average price. These shares were sold in multiple transactions on March 24, 2016 at prices ranging from $66.92 to $67.46, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within this range.

F6: This is a weighted average price. These shares were sold in multiple transactions on March 24, 2016 at prices ranging from $66.93 to $67.31, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within this range.

F7: This is a weighted average price. These shares were sold in multiple transactions on March 24, 2016 at prices ranging from $67.06 to $67.25, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within this range.

F8: This is a weighted average price. These shares were sold in multiple transactions on March 24, 2016 at prices ranging from $66.80 to $67.12, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within this range.

F9: This is a weighted average price. These shares were sold in multiple transactions on March 24, 2016 at prices ranging from $66.79 to $66.93, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within this range.

F10: This is a weighted average price. These shares were sold in multiple transactions on March 24, 2016 at prices ranging from $66.70 to $66.82, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within this range.