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TWO HARBORS INVESTMENT CORP. — Director's Dealing 2018
May 21, 2018
32205_dirs_2018-05-21_c239e49d-2b07-411f-a522-19667303b8f7.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: TWO HARBORS INVESTMENT CORP. (TWO)
CIK: 0001465740
Period of Report: 2018-05-17
Reporting Person: KASNET STEPHEN G (Director)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2018-05-17 | Common Stock | A | 8720 | $15.48 | Acquired | 78168 | Direct |
| 2018-05-17 | Common Stock | F | 3052 | $15.48 | Disposed | 75116 | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Series A Preferred Stock, par value $0.01 per share | 10000 | Direct |
Footnotes
F1: Represents a common stock award for service as a director, issued under Two Harbors Investment Corp.'s Second Restated 2009 Equity Incentive Plan.
F2: On November 1, 2017, the Issuer effected a one-for-two reverse stock split of its outstanding shares of common stock. The amount of securities reported in this Form 4 has been adjusted to reflect the reverse stock split.
F3: The reporting person elected to forfeit shares to satisfy income tax liabilities incurred in connection with the May 17, 2018 common stock award, as approved by the Board of Directors of Two Harbors Investment Corp.