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Twist Bioscience Corp — Director's Dealing 2018
Nov 6, 2018
31873_dirs_2018-11-06_fb0885bd-7497-48b2-ad51-4c63563cc566.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: Twist Bioscience Corp (TWST)
CIK: 0001581280
Period of Report: 2018-11-02
Reporting Person: CRANDELL KEITH (Director, 10% Owner)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2018-11-02 | Common Stock | C | 1182645 | — | Acquired | 1182645 | Indirect |
| 2018-11-02 | Common Stock | C | 718275 | — | Acquired | 1900920 | Indirect |
| 2018-11-02 | Common Stock | C | 266776 | — | Acquired | 2167696 | Indirect |
| 2018-11-02 | Common Stock | C | 224726 | — | Acquired | 2392422 | Indirect |
| 2018-11-02 | Common Stock | P | 15000 | $14.00 | Acquired | 2407422 | Indirect |
| 2018-11-02 | Common Stock | C | 894146 | — | Acquired | 894146 | Indirect |
| 2018-11-02 | Common Stock | P | 60000 | $14.00 | Acquired | 954146 | Indirect |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2018-11-02 | Series A Preferred Stock | $ | C | 1182645 | Disposed | Common Stock (1182645) | Indirect | |
| 2018-11-02 | Series B Preferred Stock | $ | C | 718275 | Disposed | Common Stock (718275) | Indirect | |
| 2018-11-02 | Series C Preferred Stock | $ | C | 266776 | Disposed | Common Stock (266776) | Indirect | |
| 2018-11-02 | Series D Preferred Stock | $ | C | 224726 | Disposed | Common Stock (224726) | Indirect | |
| 2018-11-02 | Series D Preferred Stock | $ | C | 894146 | Disposed | Common Stock (894146) | Indirect |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 0 | Direct |
Footnotes
F1: Upon closing of the Issuer's initial public offering, each share of preferred stock was automatically converted into one share of the Issuer's common stock, for no additional consideration, on a 1:1 basis.
F2: The shares are directly held by ARCH Venture Fund VII, L.P. ("ARCH Fund VII"). The sole general partner of ARCH Fund VII is ARCH Venture Partners VII, L.P. ("ARCH Partners VII"), which may be deemed to be the beneficial owner of the shares held by ARCH Fund VII. The sole general partner of ARCH Partners VII is ARCH Venture Partners VII, LLC ("ARCH VII LLC"), which may be deemed to be the beneficial owner of the shares held by ARCH Fund VII. ARCH Partners VII and ARCH VII LLC disclaim beneficial ownership of such shares, except to the extent of any pecuniary interest therein.
F3: Keith Crandell is a managing director of ARCH VII LLC and AVP GPLLC, and may be deemed to beneficially own the shares held by ARCH Fund VII and ARCH Overage. Mr. Crandell disclaims beneficial ownership of such shares, except to the extent of any pecuniary interest therein.
F4: Reflects shares purchased in the Issuer's initial public offering.
F5: The shares are directly held by ARCH Venture Fund VIII Overage, L.P. ("ARCH Overage"). The sole general partner of ARCH Overage is ARCH Venture Partners VIII, LLC ("AVP GPLLC"), which may be deemed to be the beneficial owner of the shares held by ARCH Overage. AVP GPLLC disclaims beneficial ownership of such shares, except to the extent of any pecuniary interest therein.
F6: The expiration date is not relevant to the conversion of these securities.