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TWIN DISC INC — Director's Dealing 2025
Aug 8, 2025
33796_dirs_2025-08-08_759d8c65-069f-4e9e-8676-d2e991c4d167.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: TWIN DISC INC (TWIN)
CIK: 0000100378
Period of Report: 2025-08-06
Reporting Person: BATTEN JOHN H (Director, President and CEO, 10% Owner)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2025-08-06 | COMMON STOCK | A | 120289 | $9.015 | Acquired | 574830 | Direct |
| 2025-08-06 | COMMON STOCK | F | 56536 | $9.015 | Disposed | 518294 | Direct |
| 2025-08-06 | COMMON STOCK | A | 44321 | — | Acquired | 562615 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2025-08-06 | Restricted Stock Units | $ | M | 72376 | Acquired | Common Stock (120289) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| COMMON STOCK | 2457.2354 | Indirect |
| COMMON STOCK | 195019 | Indirect |
| COMMON STOCK | 221156 | Indirect |
| COMMON STOCK | 115456 | Indirect |
| COMMON STOCK | 114976 | Indirect |
| COMMON STOCK | 106744 | Indirect |
Footnotes
F1: Vesting of Restricted Stock Units with performance conditions for no cash consideration pursuant to the Twin Disc, Incorporated 2021 Long-Term Incentive Compensation Plan.
F2: Represents shares of common stock withheld by the issuer to satisfy tax obligations in connection with the vesting of Restricted Stock Units with performance conditions granted to the Reporting Person pursuant to Rule 16b-3(d).
F3: Award of Restricted Stock for no cash consideration pursuant to the Twin Disc, Incorporated 2021 Omnibus Incentive Plan. Grant will vest 100% on 8/6/2028.
F4: As trustee of Michael E. Batten Marital Trust.
F5: As trustee of Michael E. Batten Family Trust.
F6: As trustee of Elizabeth Batten Stribney Trust.
F7: As trustee of Timothy Michael Batten Trust.
F8: As trustee of Louise Vemet Batten Grantor Trust.
F9: Restricted Stock Units convert into common stock based on achievement of performance objectives.
F10: On August 3, 2022, reporting person was granted 72,376 Restricted Stock Units with performance conditions, which vested at 166% of target based on the three-year period ending June 30, 2025.