TWIN DISC INC — Director's Dealing 2020

Aug 17, 2020

SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: TWIN DISC INC (TWIN)
CIK: 0000100378
Period of Report: 2020-08-13

Reporting Person: BATTEN JOHN H (Director, CEO, 10% Owner)

Non-Derivative Transactions

Date	Security	Code	Shares	Price	A/D	Holdings After	Ownership
2020-08-13	Common Stock	A	6893	—	Acquired	274465	Direct
2020-08-13	Common Stock	F	6113	$6.585	Disposed	268352	Direct

Holdings (Non-Derivative)

Security	Shares	Ownership
Common Stock	2457.2354	Indirect
Common Stock	221156	Indirect
Common Stock	221155	Indirect
Common Stock	45440	Indirect
Common Stock	44960	Indirect
Common Stock	45440	Indirect

Footnotes

F1: Represents shares of common shares acquired by the Reporting Person upon the vesting of performance shares granted pursuant to Rule 16b-3(d) plan.

F2: Represents shares of common stock withheld by the issuer to satisfy tax obligations in connection with the vesting of performance shares granted to the Reporting Person pursuant to Rule 16b-3(d) plan.

F3: As trustee of Michael E. Batten Marital Trust

F4: As trustee of Michael E. Batten Family Trust

F5: As trustee of Elizabeth Batten Stribney Trust.

F6: As trustee of Timothy Michael Batten Trust.

F7: As trustee of Louise Vernet Batten Grantor Trust.