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TWIN DISC INC — Director's Dealing 2019
Aug 2, 2019
33796_dirs_2019-08-02_13802c99-2734-4517-bc1a-066b8a85a485.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: TWIN DISC INC (TWIN)
CIK: 0000100378
Period of Report: 2019-07-31
Reporting Person: BATTEN JOHN H (Director, President and CEO, 10% Owner)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2019-07-31 | Common Stock | A | 26414 | — | Acquired | 192059 | Direct |
| 2019-07-31 | Common Stock | F | 12415 | $12.43 | Disposed | 179644 | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 2457.2354 | Indirect |
| Common Stock | 221156 | Indirect |
| Common Stock | 221155 | Indirect |
| Common Stock | 45440 | Indirect |
| Common Stock | 44960 | Indirect |
| Common Stock | 45440 | Indirect |
Footnotes
F1: Represents shares of common shares acquired by the Reporting Person upon the vesting of performance shares granted pursuant to Rule 16b-3(d) plan.
F2: Represents shares of common stock withheld by the issuer to satisfy tax obligations in connection with the vesting of performance shares granted to the Reporting Person pursuant to Rule 16b-3(d) plan.
F3: As trustee of Michael E. Batten Marital Trust
F4: As trustee of Michael E. Batten Family Trust
F5: As trustee of Elizabeth Batten Stribney Trust.
F6: As trustee of Timothy Michael Batten Trust.
F7: As trustee of Louise Vernet Batten Grantor Trust.