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TWIN DISC INC — Director's Dealing 2018
Aug 2, 2018
33796_dirs_2018-08-02_39c33dfa-8187-415c-bd68-df95ef39be7f.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: TWIN DISC INC (TWIN)
CIK: 0000100378
Period of Report: 2018-07-31
Reporting Person: BATTEN JOHN H (Director, President and CEO, 10% Owner)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2018-07-31 | Common Stock | F | 9644 | $26.19 | Disposed | 179283 | Direct |
| 2018-08-01 | Common Stock | A | 3972 | — | Acquired | 183255 | Direct |
| 2018-08-01 | Common Stock | F | 1867 | $25.575 | Disposed | 181388 | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 2457.2354 | Indirect |
| Common Stock | 221156 | Indirect |
| Common Stock | 221155 | Indirect |
| Common Stock | 45440 | Indirect |
| Common Stock | 44960 | Indirect |
| Common Stock | 45440 | Indirect |
Footnotes
F1: Shares surrendered to Company to satisfy tax withholding obligation upon vesting of restricted stock granted on 7/31/15.
F2: Represents shares of common shares acquired by the Reporting Person upon the vesting of performance shares granted pursuant to Rule 16b-3(d) plan.
F3: Represents shares of withheld by the issuer to satisfy tax obligation in connection with the vesting of performance shares granted to the Reporting Person pursuant to Rule 16b-3(d) plan.
F4: As trustee of Michael E. Batten Marital Trust
F5: As trustee of Michael E. Batten Family Trust
F6: As trustee of Elizabeth Batten Stribney Trust.
F7: As trustee of Timothy Michael Batten Trust.
F8: As trustee of Louise Vernet Batten Grantor Trust.