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TWIN DISC INC — Director's Dealing 2017
Nov 21, 2017
33796_dirs_2017-11-21_5339406c-cec3-4feb-9730-5fbd762f511c.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: TWIN DISC INC (TWIN)
CIK: 0000100378
Period of Report: 2017-11-21
Reporting Person: BATTEN JOHN H (Director, President and CEO, 10% Owner)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2017-11-21 | Common Stock | S | 3000 | $27.3069 | Disposed | 188927 | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 2457.2805 | Indirect |
| Common Stock | 221156 | Indirect |
| Common Stock | 221155 | Indirect |
| Common Stock | 45440 | Indirect |
| Common Stock | 44960 | Indirect |
| Common Stock | 45440 | Indirect |
Footnotes
F1: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $27.25 to $27.467464, inclusive. The reporting person undertakes to provide to Twin Disc, Incorporated, any security holder of Twin Disc, Incorporated, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote to this Form 4.
F2: As trustee of Michael E. Batten Marital Trust
F3: As trustee of Michael E. Batten Family Trust
F4: As trustee of Elizabeth Batten Stribney Trust.
F5: As trustee of Timothy Michael Batten Trust.
F6: As trustee of Louise Vernet Batten Grantor Trust.