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TWIN DISC INC — Director's Dealing 2015
Feb 9, 2015
33796_dirs_2015-02-09_1c1b4565-8e6c-4c16-a189-2b898eb55494.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: TWIN DISC INC (TWIN)
CIK: 0000100378
Period of Report: 2015-02-05
Reporting Person: BATTEN JOHN H (Director, President and CEO, 10% Owner)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2015-02-05 | Common Stock | G | 45444 | — | Acquired | 136363 | Direct |
| 2015-02-05 | Common Stock | J | 428969.6 | — | Acquired | 428969.6 | Indirect |
| 2015-02-05 | Common Stock | J | 10400 | — | Acquired | 10400 | Indirect |
| 2015-02-05 | Common Stock | J | 45440 | — | Acquired | 45440 | Indirect |
| 2015-02-05 | Common Stock | J | 44960 | — | Acquired | 44960 | Indirect |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 2398.5426 | Indirect |
Footnotes
F1: Reflects distribution to reporting person of shares previously held in family trust for his benefit.
F2: Reflects reporting person's appointment as trustee of Michael E. Batten Grantor Trust.
F3: Reflects reporting person's appointment as trustee of Gloria S. Batten Grantor Trust.
F4: Reflects reporting person's appointment as trustee of Elizabeth Batten Stribney Grantor Trust.
F5: Reflects reporting person's appointment as trustee of Timothy Michael Batten Grantor Trust.
F6: Reporting person is also trustee and guardian over 1,956,456 shares of common stock held for the benefit of non-immediate family members, for which Section 16 reporting is not required.