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TWIN DISC INC — Director's Dealing 2015
Aug 4, 2015
33796_dirs_2015-08-04_ef5b5201-4e44-4548-946a-b4bae4fe2c6b.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: TWIN DISC INC (TWIN)
CIK: 0000100378
Period of Report: 2015-07-31
Reporting Person: BATTEN JOHN H (Director, President and CEO, 10% Owner)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2015-07-31 | Common Stock | A | 20519 | $15.90 | Acquired | 150478 | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 2422.3177 | Indirect |
| Common Stock | 428969.6 | Indirect |
| Common Stock | 10400 | Indirect |
| Common Stock | 45440 | Indirect |
| Common Stock | 44960 | Indirect |
Footnotes
F1: Award of Restricted Stock for no cash consideration pursuant to the Twin Disc, Incorporated 2010 Long Term Incentive Compensation Plan as amended. Grant will vest 100% on 7/31/2018.
F2: As trustee of Michael E. Batten Trust.
F3: As trustee of Gloria S. Batten Trust.
F4: As trustee of Elizabeth Batten Stribney Trust.
F5: As trustee of Timothy Michael Batten Trust.
F6: Reporting person is also trustee and guardian over 1,956,456 shares of common stock held for the benefit of non-immediate family members, for which Section 16 reporting is not required.