AI assistant
Turtle Beach Corp — Director's Dealing 2011
Feb 24, 2011
33321_dirs_2011-02-24_4ff5d482-3123-4809-ba17-b1f43d06e9e7.zip
Director's Dealing
Open in viewerOpens in your device viewer
SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: Parametric Sound Corp (PAMT)
CIK: 0001493761
Period of Report: 2011-02-22
Reporting Person: MARXE AUSTIN W & GREENHOUSE DAVID M (10% Owner)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2011-02-22 | Common Stock | P | 1500000 | $0.5 | Acquired | 3481411 | Indirect |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2011-02-22 | Warrants | $0.5 | P | 1500000 | Acquired | 2016-02-22 | Common Stock (1500000) | Indirect |
Footnotes
F1: This is a joint filing by Austin W. Marxe (Marxe) and David M. Greenhouse (Greenhouse). They share voting and investment control over all securities owned by Special Situations Fund III QP, LP (QP), Special Situations Private Equity Fund, L.P. (PE), Special Situations Technology Fund, LP (TN) and Special Situations Technology Fund II, L.P. (T2), respectively. 1,594,686 shares of Common Stock are held by QP, 556,330 shares of Common Stock are held by PE, 180,378 shares of Common Stock are held by TN and 1,150,017 shares of Common Stock are held by T2. The interest of Marxe and Greenhouse in the shares of Common Stock owned by QP, PE, TN and T2 is limited to the extent of his pecuniary interest.
F2: This is a joint filing by Austin W. Marxe (Marxe) and David M. Greenhouse (Greenhouse). They share voting and investment control over all securities owned by Special Situations Fund III QP, LP (QP), Special Situations Private Equity Fund, L.P. (PE), Special Situations Technology Fund, LP (TN) and Special Situations Technology Fund II, L.P. (T2), respectively. 690,000 Warrants are held by QP, 240,000 Warrants are held by PE, 75,000 Warrants are held by TN and 495,000 Warrants are held by T2. The interest of Marxe and Greenhouse in the shares of Common Stock owned by QP, PE, TN and T2 is limited to the extent of his pecuniary interest.