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Turtle Beach Corp — Director's Dealing 2011
Oct 4, 2011
33321_dirs_2011-10-03_ed14080f-a3a0-4e28-83ea-b7987685aa0a.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: Parametric Sound Corp (PAMT)
CIK: 0001493761
Period of Report: 2011-09-30
Reporting Person: BARNES JAMES A (CFO, Treasurer and Secretary)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2011-09-30 | Common Stock | M | 100000 | $0.75 | Acquired | 335000 | Indirect |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2011-09-30 | Stock Purchase Warrant (right to buy) | $0.75 | M | 100000 | Disposed | 2016-02-22 | Common Stock (100000) | Indirect |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 22000 | Indirect |
| Common Stock | 241836 | Indirect |
| Common Stock | 215000 | Indirect |
| Common Stock | 3000 | Indirect |
| Common Stock | 2750 | Indirect |
Footnotes
F1: Exercise of outstanding stock purchase warrants for cash.
F2: Represents Mr. Barnes indirect pecuniary interest in shares owned by Syzygy Licensing LLC.
F3: Mr. Barnes disclaims any beneficial interest in the shares held by spouse's personal retirement plan.
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