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Turning Point Brands, Inc. Director's Dealing 2025

Apr 1, 2025

31776_dirs_2025-04-01_263c1641-0d90-4ca9-b8e0-2b2176114c4a.zip

Director's Dealing

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SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: Turning Point Brands, Inc. (TPB)
CIK: 0001290677
Period of Report: 2025-04-01

Reporting Person: De Plano Lorenzo (Officer)

Holdings (Derivative)

Security Exercise Price Expiration Underlying Shares Ownership
Options (2020) $14.8500 2030-03-18 Common Stock (1386) 1386 Direct
Options (2021) $51.7500 2031-02-18 Common Stock (2100) 2100 Direct
Options (2022) $30.4600 2032-03-14 Common Stock (2500) 2500 Direct

Footnotes

F1: Options granted under the Turning Point Brands, Inc. 2015 Equity Incentive Plan. The options vest and become exercisable as to 34% of the underlying shares on January 1, 2021, 33% of the underlying shares on January 1, 2022 and 33% of the underlying shares on January 1, 2023.

F2: Options granted under the Turning Point Brands, Inc. 2015 Equity Incentive Plan. The options vest and become exercisable as to 34% of the underlying shares on January 1, 2022, 33% of the underlying shares on January 1, 2023 and 33% of the underlying shares on January 1, 2024.

F3: Options granted under the Turning Point Brands, Inc. 2021 Equity Incentive Plan. The options vest and become exercisable as to 34% of the underlying shares on January 1, 2023, 33% of the underlying shares on January 1, 2024 and 33% of the underlying shares on January 1, 2025.