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Turning Point Brands, Inc. — Director's Dealing 2025
Apr 1, 2025
31776_dirs_2025-04-01_263c1641-0d90-4ca9-b8e0-2b2176114c4a.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: Turning Point Brands, Inc. (TPB)
CIK: 0001290677
Period of Report: 2025-04-01
Reporting Person: De Plano Lorenzo (Officer)
Holdings (Derivative)
| Security | Exercise Price | Expiration | Underlying | Shares | Ownership |
|---|---|---|---|---|---|
| Options (2020) | $14.8500 | 2030-03-18 | Common Stock (1386) | 1386 | Direct |
| Options (2021) | $51.7500 | 2031-02-18 | Common Stock (2100) | 2100 | Direct |
| Options (2022) | $30.4600 | 2032-03-14 | Common Stock (2500) | 2500 | Direct |
Footnotes
F1: Options granted under the Turning Point Brands, Inc. 2015 Equity Incentive Plan. The options vest and become exercisable as to 34% of the underlying shares on January 1, 2021, 33% of the underlying shares on January 1, 2022 and 33% of the underlying shares on January 1, 2023.
F2: Options granted under the Turning Point Brands, Inc. 2015 Equity Incentive Plan. The options vest and become exercisable as to 34% of the underlying shares on January 1, 2022, 33% of the underlying shares on January 1, 2023 and 33% of the underlying shares on January 1, 2024.
F3: Options granted under the Turning Point Brands, Inc. 2021 Equity Incentive Plan. The options vest and become exercisable as to 34% of the underlying shares on January 1, 2023, 33% of the underlying shares on January 1, 2024 and 33% of the underlying shares on January 1, 2025.