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Turning Point Brands, Inc. — Director's Dealing 2025
Jun 5, 2025
31776_dirs_2025-06-05_86a9e445-3797-4edb-9685-87afa7cd81e4.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: Turning Point Brands, Inc. (TPB)
CIK: 0001290677
Period of Report: 2025-06-04
Reporting Person: Wexler Lawrence (Director)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2025-06-04 | Common Stock | S | 15000 | $74.61 | Disposed | 355186 | Direct |
Holdings (Derivative)
| Security | Exercise Price | Expiration | Underlying | Shares | Ownership |
|---|---|---|---|---|---|
| Options | $51.7500 | 2031-02-18 | Common Stock (15900) | 15900 | Direct |
| Options | $14.8500 | 2030-03-18 | Common Stock (20000) | 20000 | Direct |
| Options | $47.5800 | 2029-03-20 | Common Stock (35500) | 35500 | Direct |
| Options | $21.2100 | 2028-03-07 | Common Stock (26500) | 26500 | Direct |
| Options | $15.4100 | 2027-05-17 | Common Stock (16819) | 16819 | Direct |
Footnotes
F1: The options vest and become exercisable as to 34% of the underlying shares on January 1, 2018, 33% of the underlying shares on January 1, 2019 and 33% of the underlying shares on January 1, 2020.
F2: The options vest and become exercisable as to 34% of the underlying shares on January 1, 2019, 33% of the underlying shares on January 1, 2020 and 33% of the underlying shares on January 1, 2021.
F3: Granted pursuant to the issuer's 2015 Equity Incentive Plan.
F4: The options vest and become exercisable as to 34% of the underlying shares on January 1, 2020, 33% of the underlying shares on January 1, 2021 and 33% of the underlying shares on January 1, 2022.
F5: The options vest and become exercisable as to 34% of the underlying shares on January 1, 2021, 33% of the underlying shares on January 1, 2022 and 33% of the underlying shares on January 1, 2023.
F6: The options vest and become exercisable as to 34% of the underlying shares on January 1, 2022, 33% of the underlying shares on January 1, 2023 and 33% of the underlying shares on January 1, 2024.
F7: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $74.21 to $75.00.
F8: The total reported in Column 5 includes 3,352 restricted stock units and 351,834 shares of common stock