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Turning Point Brands, Inc. — Director's Dealing 2024
Mar 13, 2024
31776_dirs_2024-03-13_a73c4834-ff3f-4ec5-a69f-f2f8cfd731c8.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: Turning Point Brands, Inc. (TPB)
CIK: 0001290677
Period of Report: 2024-03-11
Reporting Person: Glazek David Edward (N/A)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2024-03-11 | Common Stock | A | 18389 | $27.19 | Acquired | 105193 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2024-03-11 | Options | $27.19 | A | 54289 | Acquired | 2034-03-11 | Common Stock (54289) | Direct |
| 2023-05-12 | Options | $20.71 | A | 77519 | Acquired | 2033-05-12 | Common Stock (77519) | Direct |
Footnotes
F1: Options granted under the Turning Point Brands, Inc. 2021 Equity Incentive Plan. The options vest and become exercisable as to 25% of the underlying shares on the last day of each calendar quarter of the 2023 calendar year.
F2: Options granted under the Turning Point Brands, Inc. 2021 Equity Incentive Plan. The options vest and become exercisable as to 25% of the underlying shares on the last day of each calendar quarter of the 2024 calendar year.
F3: Represents grant of restricted stock units ("RSUs") pursuant to the issuer's 2021 Equity Incentive Plan. The RSUs vest 25% on the last day of each calendar quarter of 2024.
F4: RSUs convert into shares of Common Stock on a 1-for-1 basis.
F5: The total reported in Column 5 includes 50,623 RSUs and 54,570 shares of Common Stock