Turning Point Brands, Inc. — Director's Dealing 2024

Apr 3, 2024

SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: Turning Point Brands, Inc. (TPB)
CIK: 0001290677
Period of Report: 2024-04-01

Reporting Person: Wigginton Brian (N/A)

Non-Derivative Transactions

Date	Security	Code	Shares	Price	A/D	Holdings After	Ownership
2024-04-01	Common Stock	F	380	$29.12	Disposed	10981	Direct

Holdings (Derivative)

Security	Exercise Price	Expiration	Underlying	Shares	Ownership
Options	$30.46	2032-03-14	Common Stock (2500)	2500	Direct
Options	$45.05	2031-05-17	Common Stock (2500)	2500	Direct
Options	$51.75	2031-02-18	Common Stock (1750)	1750	Direct
Options	$14.85	2030-03-18	Common Stock (2500)	2500	Direct
Options	$47.58	2029-03-20	Common Stock (400)	400	Direct
Options	$21.21	2028-03-07	Common Stock (400)	400	Direct
Options	$15.41	2027-05-15	Common Stock (750)	750	Direct

Footnotes

F1: Granted pursuant to the issuer's 2015 Equity Incentive Plan

F2: The options vest and become exercisable as to 34% of the underlying shares on January 1, 2020, 33% of the underlying shares on January 1, 2021 and 33% of the underlying shares on January 1, 2022.

F3: The options vest and become exercisable as to 34% of the underlying shares on January 1, 2019, 33% of the underlying shares on January 1, 2020 and 33% of the underlying shares on January 1, 2021.

F4: The options vest and become exercisable as to 34% of the underlying shares on January 1, 2018, 33% of the underlying shares on January 1, 2019 and 33% of the underlying shares on January 1, 2020.

F5: The options vest and become exercisable as to 34% of the underlying shares on January 1, 2021, 33% of the underlying shares on January 1, 2022 and 33% of the underlying shares on January 1, 2023.

F6: The options vest and become exercisable as to 34% of the underlying shares on January 1, 2022, 33% of the underlying shares on January 1, 2023 and 33% of the underlying shares on January 1, 2024.

F7: Granted pursuant to the issuer's 2021 Equity Incentive Plan.

F8: The options vest and become exercisable as to 34% of the underlying shares on January 1, 2023, 33% of the underlying shares on January 1, 2024 and 33% of the underlying shares on January 1, 2025.

F9: The reported transaction involves shares withheld for the payment of taxes related to restricted stock units that have vested on 4/1/2024.

F10: The total reported in Column 5 includes 7,464 awarded restricted stock units and 3,517 shares of common stock.