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Turning Point Brands, Inc. — Director's Dealing 2023
May 10, 2023
31776_dirs_2023-05-10_c005d3e7-49f7-4564-87d5-d08d0f6bdd6e.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: Turning Point Brands, Inc. (TPB)
CIK: 0001290677
Period of Report: 2023-05-08
Reporting Person: Arnold Zimmerman (N/A)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2023-05-08 | Common Stock | A | 2757 | $21.77 | Acquired | 5130 | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 59857 | Indirect |
Footnotes
F1: Mr. Zimmerman as Trustee for Arnold Zimmerman Revocable Trust. An immediate family member is a beneficiary of the Trust.
F2: The reported transaction involved the reporting person's receipt of a grant of 2,757 restricted stock units under Turning Point Brands, Inc,'s 2021 Equity Incentive Plan. The total reported in Column 5 includes the newly 2,757 awarded restricted stock units and 2,373 shares of common stock.
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