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Turning Point Brands, Inc. Director's Dealing 2023

May 10, 2023

31776_dirs_2023-05-10_c005d3e7-49f7-4564-87d5-d08d0f6bdd6e.zip

Director's Dealing

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SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: Turning Point Brands, Inc. (TPB)
CIK: 0001290677
Period of Report: 2023-05-08

Reporting Person: Arnold Zimmerman (N/A)

Non-Derivative Transactions

Date Security Code Shares Price A/D Holdings After Ownership
2023-05-08 Common Stock A 2757 $21.77 Acquired 5130 Direct

Holdings (Non-Derivative)

Security Shares Ownership
Common Stock 59857 Indirect

Footnotes

F1: Mr. Zimmerman as Trustee for Arnold Zimmerman Revocable Trust. An immediate family member is a beneficiary of the Trust.

F2: The reported transaction involved the reporting person's receipt of a grant of 2,757 restricted stock units under Turning Point Brands, Inc,'s 2021 Equity Incentive Plan. The total reported in Column 5 includes the newly 2,757 awarded restricted stock units and 2,373 shares of common stock.