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Turning Point Brands, Inc. — Director's Dealing 2022
May 5, 2022
31776_dirs_2022-05-05_0ee45a5e-e192-4629-9729-8b69702b50f3.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: Turning Point Brands, Inc. (TPB)
CIK: 0001290677
Period of Report: 2022-05-04
Reporting Person: Arnold Zimmerman (Director)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2022-05-04 | Common Stock | F | 251 | $31.09 | Disposed | 2916 | Direct |
| 2022-05-04 | Common Stock | A | 10 | $31.09 | Acquired | 2926 | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 59857 | Indirect |
Footnotes
F1: Mr. Zimmerman as Trustee for Arnold Zimmerman Revocable Trust. An immediate family member is a beneficiary of the Trust.
F2: The reported transaction involves shares withheld for the payment of taxes related to restricted stock units that have vested on 5/4/2022. The total reported in Column 5 includes the 1,912 restricted stock units and 1,004 shares of common stock.
F3: The reported transaction involves shares received as dividends related to restricted stock units that have vested on 5/4/2022. The total reported in Column 5 includes the 1,912 restricted stock units and 1,014 shares of common stock.