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Turning Point Brands, Inc. Director's Dealing 2020

Jul 20, 2020

31776_dirs_2020-07-20_a5db0a6b-ac9c-4160-bca5-c6b421bce78c.zip

Director's Dealing

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SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: Turning Point Brands, Inc. (TPB)
CIK: 0001290677
Period of Report: 2020-07-16

Reporting Person: Arnold Zimmerman (Director)

Non-Derivative Transactions

Date	Security	Code	Shares	Price	A/D	Holdings After	Ownership
2020-07-16	Common Stock	A	2265	—	Acquired	2265	Direct

Holdings (Non-Derivative)

Security	Shares	Ownership
Common Stock	62592	Indirect

Footnotes

F1: On April 8, 2020, the Issuer entered into an Agreement and Plan of Reorganization (the "Merger Agreement") with Standard Diversified, Inc ("SDI"). Only July 16, 2020 (the "Effective Time"), SDI merged with and into the Issuer.

F2: These shares were received in exchange for 4,346 shares of SDI's Class A Common Stock.

F3: Mr. Zimmerman as Trustee for Arnold Zimmerman Revocable Trust. An immediate family member is a beneficiary of the Trust.