Turning Point Brands, Inc. — Director's Dealing 2017

Feb 9, 2017

SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: Turning Point Brands, Inc. (TPB)
CIK: 0001290677
Period of Report: 2017-02-07

Reporting Person: Baxter Gregory H.A. (N/A)

Derivative Transactions

Date	Security	Exercise Price	Code	Shares	A/D	Expiration	Underlying	Ownership
2017-02-07	Option (right to buy)	$1.06	D	23630	Disposed	2017-09-18	Common Stock (23630)	Direct

Footnotes

F1: The options vested and became exercisable as to 50% of the underlying shares on September 18, 2007, 16.66% of the underlying shares on January 1, 2008, 16.66% of the underlying shares on January 1, 2009 and the remaining 16.68% of the underlying shares on January 10, 2010.

F2: The options were canceled by mutual agreement of the reporting person and Turning Point Brands, Inc. The reporting person received $283,323.70 as consideration for the cancellation.