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Turning Point Brands, Inc. — Director's Dealing 2017
Sep 18, 2017
31776_dirs_2017-09-18_c4b22da1-1d4e-4e96-bf37-2c248604dfca.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: Turning Point Brands, Inc. (TPB)
CIK: 0001290677
Period of Report: 2017-09-14
Reporting Person: Helms Thomas F. Jr. (N/A)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2017-09-14 | Common Stock | S | 100000 | $17.09 | Disposed | 640062 | Indirect |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 2500 | Direct |
Footnotes
F1: Shares disposed in repayment of a debt obligation. For such purposes, the shares of Common Stock were valued at $17.09 per share.
F2: The reporting person is Chairman of and owns all of the voting capital stock of Helms Management Corp.
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