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Turning Point Brands, Inc. Director's Dealing 2017

Sep 18, 2017

31776_dirs_2017-09-18_c4b22da1-1d4e-4e96-bf37-2c248604dfca.zip

Director's Dealing

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SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: Turning Point Brands, Inc. (TPB)
CIK: 0001290677
Period of Report: 2017-09-14

Reporting Person: Helms Thomas F. Jr. (N/A)

Non-Derivative Transactions

Date Security Code Shares Price A/D Holdings After Ownership
2017-09-14 Common Stock S 100000 $17.09 Disposed 640062 Indirect

Holdings (Non-Derivative)

Security Shares Ownership
Common Stock 2500 Direct

Footnotes

F1: Shares disposed in repayment of a debt obligation. For such purposes, the shares of Common Stock were valued at $17.09 per share.

F2: The reporting person is Chairman of and owns all of the voting capital stock of Helms Management Corp.