Turning Point Brands, Inc. — Director's Dealing 2016

May 10, 2016

SEC Form 3 — Initial Statement of Beneficial Ownership

Issuer: Turning Point Brands, Inc. (TPB)
CIK: 0001290677
Period of Report: 2016-05-10

Reporting Person: Murray James Michael (N/A)

Holdings (Derivative)

Security	Exercise Price	Expiration	Underlying	Shares	Ownership
Options (2007)	$1.06	2017-09-18	Common Stock (voting) (26080)		Direct
Options (2008)	$1.06	2018-11-04	Common Stock (voting) (20864)		Direct
Options (2011	$3.83	2021-08-25	Common Stock (voting) (62591)		Direct
Options (2014)	$3.83	2024-08-08	Common Stock (voting) (29731)		Direct

Footnotes

F1: The options vested and became exercisable as to 50% of the underlying shares on September 18, 2007, 16.66% of the underlying shares on January 1, 2008, 16.66% of the underlying shares on January 1, 2009 and the remaining 16.68% of the underlying shares on January 10, 2010.

F2: The options vested and became exercisable as to 50% of the underlying shares on November 4, 2008, 16.66% of the underlying shares on January 1, 2009, 16.66% of the underlying shares on January 1, 2010 and the remaining 16.68% of the underlying shares on January 10, 2011.

F3: The options vested and became exercisable as to 50% of the underlying shares on August 25, 2011, 16.68% of the underlying shares on August 25, 2012, 16.66% of the underlying shares on August 25, 2013 and the remaining 16.66% of the underlying shares on August 25, 2014.

F4: The options vested and became exercisable as to 50% of the underlying shares on August 8, 2014 and 25% of the underlying shares on August 8, 2015. The remaining 25% will become exercisable as of August 8, 2016.