Turning Point Brands, Inc. — Director's Dealing 2016

May 10, 2016

SEC Form 3 — Initial Statement of Beneficial Ownership

Issuer: Turning Point Brands, Inc. (TPB)
CIK: 0001290677
Period of Report: 2016-05-10

Reporting Person: Diao H.C. Charles (N/A)

Holdings (Derivative)

Security	Exercise Price	Expiration	Underlying	Shares	Ownership
Options (2013)	$3.83	2023-04-05	Common Stock (voting) (31296)		Direct
Options (2014)	$3.83	2024-08-08	Common Stock (voting) (10432)		Direct

Footnotes

F1: The options vested and became exercisable as to 50% of the underlying shares on April 5, 2013, 16.66% of the of the underlying shares on December 31, 2013, 16.66% of the underlying shares on December 31, 2014 and the remaining 16.68% of the underlying shares on December 31, 2015.

F2: The options vested and became exercisable as to 50% of the underlying shares on August 8, 2014 and 25% of the underlying shares on August 8, 2015. The remaining 25% will become exercisable as of August 8, 2016.