Turning Point Brands, Inc. — Director's Dealing 2016

May 10, 2016

SEC Form 3 — Initial Statement of Beneficial Ownership

Issuer: Turning Point Brands, Inc. (TPB)
CIK: 0001290677
Period of Report: 2016-05-10

Reporting Person: Baxter Gregory H.A. (N/A)

Holdings (Derivative)

Security	Exercise Price	Expiration	Underlying	Shares	Ownership
Options (2007)	$1.06	2017-09-18	Common Stock (voting) (26080)		Direct
Options (2011)	$3.83	2021-02-15	Common Stock (voting) (31296)		Direct
Options (2014)	$3.83	2024-08-08	Common Stock (voting) (14344)		Direct

Footnotes

F1: The options vested and became exercisable as to 50% of the underlying shares on September 18, 2007, 16.66% of the underlying shares on January 1, 2008, 16.66% of the underlying shares on January 1, 2009 and the remaining 16.68% of the underlying shares on January 10, 2010.

F2: The options vested and became exercisable as to 50% of the underlying shares on February 15, 2011, 16.68% of the underlying shares on December 31, 2011, 16.66% of the underlying shares on December 31, 2012 and the remaining 16.66% of the underlying shares on December 31, 2013.

F3: The options vested and became exercisable as to 50% of the underlying shares on August 8, 2014 and 25% of the underlying shares on August 8, 2015. The remaining 25% will become exercisable as of August 8, 2016.