Turning Point Brands, Inc. — Director's Dealing 2016

May 10, 2016

SEC Form 3 — Initial Statement of Beneficial Ownership

Issuer: Turning Point Brands, Inc. (TPB)
CIK: 0001290677
Period of Report: 2016-05-10

Reporting Person: Helms Thomas F. Jr. (N/A)

Holdings (Non-Derivative)

Security	Shares	Ownership
Common Stock (voting)	1507356	Indirect

Holdings (Derivative)

Security	Exercise Price	Expiration	Underlying	Shares	Ownership
Options (2014)	$3.83	2024-08-08	Common Stock (voting) (3912)		Direct

Footnotes

F1: Represents shares directly held by Helms Management Corp. The reporting person is Chairman of and owns all of the voting capital stock of Helms Management Corp.

F2: The options vested and became exercisable as to 50% of the underlying shares on November 4, 2008, 16.68% of the underlying shares on January 1, 2009, 16.66% of the underlying shares as of January 1, 2010 and the remaining 16.66% of the underlying shares on January 10, 2011.