AI assistant
Sending…
Turning Point Brands, Inc. — Director's Dealing 2016
May 16, 2016
31776_dirs_2016-05-16_c0b4665c-b103-4d0c-9117-dcd77436ec13.zip
Director's Dealing
Open in viewerOpens in your device viewer
SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: Turning Point Brands, Inc. (TPB)
CIK: 0001290677
Period of Report: 2016-05-13
Reporting Person: Wexler Lawrence (N/A)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2016-05-13 | Common Stock (voting) | J | 21106 | — | Acquired | 215137 | Direct |
Footnotes
F1: Pursuant to an agreement with the Issuer, the Reporting Person agreed, effective upon the date of the Issuer's initial public offering of shares of Common Stock, to exchange 7% Senior Notes having a principal value plus accrued but unpaid interest of approximately $211,060 into the number of shares of Common Stock reported herein.
More from Turning Point Brands, Inc.
Regulatory Filings
2026
May 7
Regulatory Filings
2026
May 5
Major Shareholding Notification
2026
Mar 27
Director's Dealing
2026
Mar 26
Annual Report
2026
Mar 2
Regulatory Filings
2026
Mar 2
Major Shareholding Notification
2026
Feb 13
Director's Dealing
2026
Jan 6
Director's Dealing
2026
Jan 6
Director's Dealing
2026
Jan 6