Skip to main content

AI assistant

Sign in to chat with this filing

The assistant answers questions, extracts KPIs, and summarises risk factors directly from the filing text.

Turning Point Brands, Inc. Director's Dealing 2016

May 16, 2016

31776_dirs_2016-05-16_c0b4665c-b103-4d0c-9117-dcd77436ec13.zip

Director's Dealing

Open in viewer

Opens in your device viewer

SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: Turning Point Brands, Inc. (TPB)
CIK: 0001290677
Period of Report: 2016-05-13

Reporting Person: Wexler Lawrence (N/A)

Non-Derivative Transactions

Date Security Code Shares Price A/D Holdings After Ownership
2016-05-13 Common Stock (voting) J 21106 Acquired 215137 Direct

Footnotes

F1: Pursuant to an agreement with the Issuer, the Reporting Person agreed, effective upon the date of the Issuer's initial public offering of shares of Common Stock, to exchange 7% Senior Notes having a principal value plus accrued but unpaid interest of approximately $211,060 into the number of shares of Common Stock reported herein.