Turning Point Brands, Inc. — Director's Dealing 2016

Aug 29, 2016

SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: Turning Point Brands, Inc. (TPB)
CIK: 0001290677
Period of Report: 2016-05-11

Reporting Person: Stegeman Mark (Sr. VP, CFO and CAO)

Non-Derivative Transactions

Date	Security	Code	Shares	Price	A/D	Holdings After	Ownership
2016-05-11	Common Stock	A	141	—	Acquired	141	Direct

Derivative Transactions

Date	Security	Exercise Price	Code	Shares	A/D	Expiration	Underlying	Ownership
2016-08-10	Options (right to buy)	$9.26	A	53996	Acquired	2026-08-09	Common Stock (53996)	Direct

Footnotes

F1: Granted pursuant to the issuer's 2015 Equity Incentive Plan. Fifty percent (50%) of the options are immediately exercisable, and twenty-five percent (25%) of the options become exercisable on each of the first and second anniversaries of the grant date.